DFX Intelligence

A•••••• J• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

A•••••• J• S••••••

Advisor at V••••• I••••••••• A•••••••• L••

HARTFORD, CT | OVERLAND PARK, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• I••••••••• A•••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• I••••••••• A•••••••• L••	Asset manager	May 8, 2025	n/a	yes	HARTFORD, CT\|OVERLAND PARK, KS	Current employment
P••••• S••••• C•••••• M••••••••• L••	Asset manager	Apr 19, 2024	Sep 23, 2024	no	MISSION WOODS, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• S••••• C•••••• M••••••••• L••	V••••• I••••••••• A•••••••• L••	Sep 23, 2024	May 8, 2025	227	Firm change	Other
T••••••••• I••••••••• P•••••••• L••	P••••• S••••• C•••••• M••••••••• L••	Nov 14, 2023	Apr 19, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
152607:285213:KS:2016-11-17	Nov 18, 2016	Nov 18, 2016	LEAWOOD, KS	Firm change

Relationships

Registered with (4)

→ V••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
May 8, 2025 to presentfactForm ADV
→ P••••• S••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 19, 2024 to Sep 23, 2024factForm ADV
→ T••••••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 18, 2016 to Nov 14, 2023factForm ADV
→ M•••••• I••••••••• L••

Dated events

Order

Occurred
23 Sep 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
14 Nov 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 28, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.