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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Courtney Folkerts

Advisor at CETERA INVESTMENT ADVISERS LLC

KATY, TX

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Search this name across graphsid dfx:ria:5d885cf0-e101-dd80-3ff4-2c3e0bae557b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 2, 2010
First registration: Aug 26, 2010
Dual registered: yes, broker-dealer
Other names: Courtney Blaire Folkerts
IAPD individual key: 5508989

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 22, 2025	n/a	yes	KATY, TX	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jul 13, 2022	Sep 5, 2025	no	DALLAS, TX\|KATY, TX	Previous registration
CROSSMARK GLOBAL INVESTMENTS, INC.	Mixed wealth	Mar 25, 2020	Jul 8, 2022	no	HOUSTON, TX	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Mar 21, 2018	Mar 6, 2020	no	HOUSTON, TX	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Aug 28, 2014	Apr 4, 2016	no	DENVER, CO	Previous registration
A & I WEALTH MANAGEMENT	Independent wealth	Feb 20, 2014	Aug 22, 2014	no	ENGLEWOOD, CO	Previous registration
FINANCIAL SECURITY MANAGEMENT, INC	Independent wealth	Oct 19, 2010	Aug 21, 2013	no	LAKEWOOD, CO	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Aug 26, 2010	Dec 31, 2010	no	LAKEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Jan 22, 2025	-226	Bulk transfer	Ibd to ibd
CROSSMARK GLOBAL INVESTMENTS, INC.	AVANTAX ADVISORY SERVICES	Jul 8, 2022	Jul 13, 2022	5	Firm change	RIA to ibd
INVESCO ADVISERS, INC.	CROSSMARK GLOBAL INVESTMENTS, INC.	Mar 6, 2020	Mar 25, 2020	19	Firm change	Other
CURIAN CAPITAL, LLC	INVESCO ADVISERS, INC.	Apr 4, 2016	Mar 21, 2018	716	Firm change after gap	Other
A & I WEALTH MANAGEMENT	CURIAN CAPITAL, LLC	Aug 22, 2014	Aug 28, 2014	6	Firm change	Other
FINANCIAL SECURITY MANAGEMENT, INC	A & I WEALTH MANAGEMENT	Aug 21, 2013	Feb 20, 2014	183	Firm change	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	FINANCIAL SECURITY MANAGEMENT, INC	Dec 31, 2010	Oct 19, 2010	-73	Firm change after gap	Other

Relationships

Registered with (8)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jan 22, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 13, 2022 to Sep 5, 2025factForm ADV
→ CROSSMARK GLOBAL INVESTMENTS, INC.Registered adviserregistration: previous registration
Mar 25, 2020 to Jul 8, 2022factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Mar 21, 2018 to Mar 6, 2020factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Aug 28, 2014 to Apr 4, 2016factForm ADV
→ A & I WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 20, 2014 to Aug 22, 2014factForm ADV
→ FINANCIAL SECURITY MANAGEMENT, INCRegistered adviserregistration: previous registration
Oct 19, 2010 to Aug 21, 2013factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Aug 26, 2010 to Dec 31, 2010factForm ADV

Dated events

Occurred
Jul 8, 2022
Advisor changed firm
Courtney Folkerts left Crossmark Global Investments, Inc. for Avantax Advisory Services (registered 2022-07-13)
Form ADVobserved 4 days ago