DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Courtney Folkerts

Cetera Investment Advisers LLCBD affiliatedKaty, Txdual registrantIAPD 5508989

Feed of 09/14/2026

Also filed as Courtney Blaire Folkerts

At current firm

1 y

since Jan 22, 2025

In the industry

16 y

since Aug 2, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Jan 22, 2025 · Katy, Tx
Avantax Advisory Services former
Jul 13, 2022 to Sep 5, 2025 · Dallas, Tx
Crossmark Global Investments, Inc. mixed wealth
Mar 25, 2020 to Jul 8, 2022 · Houston, Tx
Invesco Advisers, Inc. asset manager
Mar 21, 2018 to Mar 6, 2020 · Houston, Tx
Curian Capital, LLC former
Aug 28, 2014 to Apr 4, 2016 · Denver, Co
A & I Wealth Management independent RIA
Feb 20, 2014 to Aug 22, 2014 · Englewood, Co
Financial Security Management, Inc independent RIA
Oct 19, 2010 to Aug 21, 2013 · Lakewood, Co
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Aug 26, 2010 to Dec 31, 2010 · Lakewood, Co

Moves

a registration end followed by a registration begin elsewhere

Avantax Advisory Services to Cetera Investment Advisers LLC
left Sep 5, 2025, registered Jan 22, 2025 (-226 days) · corporate re-registration, not a move
Crossmark Global Investments, Inc. to Avantax Advisory Services
left Jul 8, 2022, registered Jul 13, 2022 (5 days) · RIA to affiliated broker-dealer or bank
Invesco Advisers, Inc. to Crossmark Global Investments, Inc.
left Mar 6, 2020, registered Mar 25, 2020 (19 days) · Other
Curian Capital, LLC to Invesco Advisers, Inc.
left Apr 4, 2016, registered Mar 21, 2018 (716 days) · Other
A & I Wealth Management to Curian Capital, LLC
left Aug 22, 2014, registered Aug 28, 2014 (6 days) · Other
Financial Security Management, Inc to A & I Wealth Management
left Aug 21, 2013, registered Feb 20, 2014 (183 days) · Other
National Planning Corporation ("Npc Of America" In Fl & Ny) to Financial Security Management, Inc
left Dec 31, 2010, registered Oct 19, 2010 (-73 days) · Other

Signals

Courtney Folkerts left Crossmark Global Investments, Inc. for Avantax Advisory Services (registered 2022-07-13)
Jul 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address