DFX Intelligence

J•••••• G••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner25 years in industry

J•••••• G••••• A••••••

Advisor at P••• F•••••••• A•••••••• L••

Irvine, CA | SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 4, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• A•••••••• L••	Independent wealth	Dec 13, 2021	n/a	yes	SAN DIEGO, CA\|Irvine, CA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Nov 3, 2020	Dec 3, 2021	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	P••• F•••••••• A•••••••• L••	Dec 3, 2021	Dec 13, 2021	10	Firm change	Ibd to RIA
A••••• A•• P••••••• S•••••••	C••••• I••••••••• A••••••• L••	Nov 13, 2020	Nov 3, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
20472:105644:CA:2020-11-13	Nov 13, 2020	Nov 3, 2020	NEWPORT BEACH, CA	Firm change

Relationships

Registered with (7)

→ P••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 13, 2021 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 3, 2020 to Dec 3, 2021factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Aug 26, 2015 to Nov 13, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 19, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.