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RIA / WealthAdvisor39 years in industry

MATTHEW KING ESTES

Advisor at NAVITER WEALTH, LLC

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:5dbfdd4f-3426-c70a-d3b4-333746e00b00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 16, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NAVITER WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 3, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 3, 1987
First registration: Apr 16, 2012
Dual registered: no
IAPD individual key: 1661179

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NAVITER WEALTH, LLC	Independent wealth	Nov 3, 2025	n/a	yes	LITTLE ROCK, AR	Current employment
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	Dec 13, 2021	Apr 8, 2025	no	LITTLE ROCK, AR\|DALLAS, TX	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jun 15, 2021	Oct 26, 2021	no	Creve Coeur, MO\|St. Louis, MO\|Little Rock, AR	Previous registration
SOWELL MANAGEMENT	Independent wealth	May 14, 2018	Nov 30, 2020	no	NORTH LITTLE ROCK, AR	Previous registration
MORGAN STANLEY INVESTMENT MANAGEMENT INC.	Asset manager	Feb 26, 2016	Sep 22, 2017	no	LITTLE ROCK, AR\|NEW YORK, NY	Previous registration
MORGAN STANLEY	Wirehouse	Apr 16, 2012	Feb 26, 2016	no	Little Rock, AR\|Tampa, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEVEL FOUR ADVISORY SERVICES	NAVITER WEALTH, LLC	Apr 8, 2025	Nov 3, 2025	209	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	LEVEL FOUR ADVISORY SERVICES	Oct 26, 2021	Dec 13, 2021	48	Firm change	Ibd to ibd
SOWELL MANAGEMENT	PRUCO SECURITIES, LLC	Nov 30, 2020	Jun 15, 2021	197	Firm change	RIA to ibd
MORGAN STANLEY INVESTMENT MANAGEMENT INC.	SOWELL MANAGEMENT	Sep 22, 2017	May 14, 2018	234	Firm change	Other
MORGAN STANLEY	MORGAN STANLEY INVESTMENT MANAGEMENT INC.	Feb 26, 2016	Feb 26, 2016	0	Channel change	Other

Relationships

Registered with (6)

→ NAVITER WEALTH, LLCRegistered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 13, 2021 to Apr 8, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 15, 2021 to Oct 26, 2021factForm ADV
→ SOWELL MANAGEMENTRegistered adviserregistration: previous registration
May 14, 2018 to Nov 30, 2020factForm ADV
→ MORGAN STANLEY INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Feb 26, 2016 to Sep 22, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 16, 2012 to Feb 26, 2016factForm ADV

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
Matthew King Estes left Level Four Advisory Services for Naviter Wealth, Llc (registered 2025-11-03)
Form ADVobserved 6 days ago