RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• K••• E••••
- N•••••• W•••••• L•• independent RIA currentsince Nov 3, 2025 · Little Rock, Ar
- L•••• F••• A••••••• S••••••• BD affiliatedDec 13, 2021 to Apr 8, 2025 · Little Rock, Ar
- P•••• S••••••••• L•• no RAUMJun 15, 2021 to Oct 26, 2021 · Creve Coeur, Mo
- S••••• M••••••••• independent RIAMay 14, 2018 to Nov 30, 2020 · North Little Rock, Ar
- M••••• S•••••• I••••••••• M••••••••• I••• asset managerFeb 26, 2016 to Sep 22, 2017 · Little Rock, Ar
- M••••• S•••••• wirehouseApr 16, 2012 to Feb 26, 2016 · Little Rock, Ar
- L•••• F••• A••••••• S••••••• to N•••••• W•••••• L••left Apr 8, 2025, registered Nov 3, 2025 (209 days) · Affiliated broker-dealer or bank to independent RIA
- P•••• S••••••••• L•• to L•••• F••• A••••••• S•••••••left Oct 26, 2021, registered Dec 13, 2021 (48 days) · Affiliated broker-dealer or bank to another
- S••••• M••••••••• to P•••• S••••••••• L••left Nov 30, 2020, registered Jun 15, 2021 (197 days) · RIA to affiliated broker-dealer or bank
- M••••• S•••••• I••••••••• M••••••••• I••• to S••••• M•••••••••left Sep 22, 2017, registered May 14, 2018 (234 days) · Other
- M••••• S•••••• to M••••• S•••••• I••••••••• M••••••••• I•••left Feb 26, 2016, registered Feb 26, 2016 (0 days) · channel change inside one enterprise, not a move
- M•••••• K••• E•••• left L•••• F••• A••••••• S••••••• for N•••••• W•••••• L•• (registered 2025-11-03)Apr 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address