DFX Intelligence
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Reading the graph
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Advisor at M•••• • C••••• I••
PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••• • C••••• I•• | Bd affiliated wealth | Dec 18, 2025 | n/a | yes | PHOENIX, AZ | Current employment |
| P••••••• P••• P•••••• C••••• G••••• L•• | Independent wealth | Jul 17, 2020 | Oct 28, 2025 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••••• P••• P•••••• C••••• G••••• L•• | M•••• • C••••• I•• | Oct 28, 2025 | Dec 18, 2025 | 51 | Firm change | RIA to ibd |
| B•• S••••••••• I••• | P••••••• P••• P•••••• C••••• G••••• L•• | Sep 9, 2021 | Jul 17, 2020 |
| B•• S••••••••• I••• | Independent wealth | Jul 17, 2020 | Sep 9, 2021 | no | Scottsdale, AZ|CHERRY HILL, NJ | Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Jul 31, 2019 | Jul 3, 2020 | no | CHANDLER, AZ | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | May 29, 2018 | Feb 22, 2019 | no | PHOENIX, AZ | Previous registration |
| -419 |
| Firm change after gap |
| Ibd to RIA |
| J••• M••••• S••••••••• L•• | B•• S••••••••• I••• | Jul 3, 2020 | Jul 17, 2020 | 14 | Firm change | Wirehouse to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | J••• M••••• S••••••••• L•• | Feb 22, 2019 | Jul 31, 2019 | 159 | Firm change | Wirehouse to wirehouse |