DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Tanner Ryan Welch

Moors & Cabot, IncBD affiliatedPhoenix, Azdual registrantIAPD 6677646

Feed of 09/14/2026

Also filed as Tanner R Welch

At current firm

0 y

since Dec 18, 2025

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Moors & Cabot, Inc BD affiliated current
since Dec 18, 2025 · Phoenix, Az
Pinnacle Peak Private Client Group, LLC independent RIA
Jul 17, 2020 to Oct 28, 2025 · Scottsdale, Az
Bcg Securities, Inc. independent RIA
Jul 17, 2020 to Sep 9, 2021 · Scottsdale, Az
J.P. Morgan Securities LLC wirehouse
Jul 31, 2019 to Jul 3, 2020 · Chandler, Az
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
May 29, 2018 to Feb 22, 2019 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

Pinnacle Peak Private Client Group, LLC to Moors & Cabot, Inc
left Oct 28, 2025, registered Dec 18, 2025 (51 days) · RIA to affiliated broker-dealer or bank
Bcg Securities, Inc. to Pinnacle Peak Private Client Group, LLC
left Sep 9, 2021, registered Jul 17, 2020 (-419 days) · Affiliated broker-dealer or bank to independent RIA
J.P. Morgan Securities LLC to Bcg Securities, Inc.
left Jul 3, 2020, registered Jul 17, 2020 (14 days) · Wirehouse to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLC
left Feb 22, 2019, registered Jul 31, 2019 (159 days) · Wirehouse to wirehouse

Signals

Tanner Ryan Welch left Pinnacle Peak Private Client Group, Llc for Moors & Cabot, Inc (registered 2025-12-18)
Oct 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address