DFX Intelligence

R••••• J••• E••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

R••••• J••• E••••••••

Advisor at S•• F••••••••• L••

Buffalo Grove, IL

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Search this name across graphsid dfx:ria:5e592027-b90b-a152-840c-eed233b8fc71

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• F••••••••• L••	Independent wealth	Aug 12, 2022	n/a	yes	Buffalo Grove, IL	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Apr 4, 2022	Jul 20, 2022	no	SKOKIE, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	S•• F••••••••• L••	Jul 20, 2022	Aug 12, 2022	23	Firm change	Other
V••••• A•••• M•••••••••	N••••••••• M••••• I••••••••• S•••••••••	Dec 1, 2021	Apr 4, 2022

Relationships

Registered with (6)

→ S•• F••••••••• L••Registered adviserregistration: current employment
Aug 12, 2022 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Apr 4, 2022 to Jul 20, 2022factForm ADV
→ V••••• A•••• M•••••••••Registered adviserregistration: previous registration
Sep 10, 2021 to Dec 1, 2021factForm ADV
→ B••••••••• C•••••• M••••••••• L••

Dated events

Occurred
Jul 20, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e592027-b90b-a152-840c-eed233b8fc71
First observed: Apr 6, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.