RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••• E••••••••
- S•• F••••••••• L•• independent RIA currentsince Aug 12, 2022 · Buffalo Grove, Il
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 4, 2022 to Jul 20, 2022 · Skokie, Il
- V••••• A•••• M••••••••• independent RIASep 10, 2021 to Dec 1, 2021 · Durham, Nc
- B••••••••• C•••••• M••••••••• L•• independent RIAJul 13, 2020 to Oct 16, 2020 · Wheaton, Il
- G••••••• A•••••••• L•• independent RIANov 27, 2018 to Apr 30, 2019 · Highland Park, Il
- N•• A•••••• S•••••••• L•• formerApr 6, 2005 to Sep 29, 2006 · Deerfield, Il
- N••••••••• M••••• I••••••••• S••••••••• to S•• F••••••••• L••left Jul 20, 2022, registered Aug 12, 2022 (23 days) · Other
- V••••• A•••• M••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Dec 1, 2021, registered Apr 4, 2022 (124 days) · Other
- B••••••••• C•••••• M••••••••• L•• to V••••• A•••• M•••••••••left Oct 16, 2020, registered Sep 10, 2021 (329 days) · RIA to RIA
- G••••••• A•••••••• L•• to B••••••••• C•••••• M••••••••• L••left Apr 30, 2019, registered Jul 13, 2020 (440 days) · RIA to RIA
- N•• A•••••• S•••••••• L•• to G••••••• A•••••••• L••left Sep 29, 2006, registered Nov 27, 2018 (4442 days) · Other
- R••••• J••• E•••••••• left N••••••••• M••••• I••••••••• S••••••••• for S•• F••••••••• L•• (registered 2022-08-12)Jul 20, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address