DFX Intelligence

W•••••• B•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

W•••••• B•••• B••••

Advisor at P•••••• A•••••• G••••• L••

••• Locked

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Search this name across graphsid dfx:ria:5e86a6e0-8397-20d1-7ca4-2ad5db2c4d09

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	May 19, 2026	n/a	yes	MORRISTOWN, NJ\|Reston, VA\|Bethesda, MD	Current employment
S•••••• F•••••••• P•••••••• L••	Independent wealth	Jul 22, 2021	May 5, 2026	no	BETHESDA, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F•••••••• P•••••••• L••	P•••••• A•••••• G••••• L••	May 5, 2026	May 19, 2026	14	Firm change	RIA to ibd
E•••••••• A•••••••• L••	S•••••• F•••••••• P•••••••• L••	Jul 21, 2021	Jul 22, 2021

Relationships

Registered with (4)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
May 19, 2026 to presentfactForm ADV
→ S•••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 22, 2021 to May 5, 2026factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 17, 2006 to Jul 21, 2021factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
May 5, 2026
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e86a6e0-8397-20d1-7ca4-2ad5db2c4d09
First observed: Jan 28, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.