RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• B•••• B••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince May 19, 2026 · Morristown, Nj
- S•••••• F•••••••• P•••••••• L•• independent RIAJul 22, 2021 to May 5, 2026 · Bethesda, Md
- E•••••••• A•••••••• L•• national BDFeb 17, 2006 to Jul 21, 2021 · Falls Church, Va
- A••••••••• F•••••••• S•••••••• L•• national BDJan 28, 2003 to Jan 26, 2006 · Vienna, Va
- S•••••• F•••••••• P•••••••• L•• to P•••••• A•••••• G••••• L••left May 5, 2026, registered May 19, 2026 (14 days) · RIA to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to S•••••• F•••••••• P•••••••• L••left Jul 21, 2021, registered Jul 22, 2021 (1 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••••• F•••••••• S•••••••• L•• to E•••••••• A•••••••• L••left Jan 26, 2006, registered Feb 17, 2006 (22 days) · Affiliated broker-dealer or bank to another
- W•••••• B•••• B•••• left S•••••• F•••••••• P•••••••• L•• for P•••••• A•••••• G••••• L•• (registered 2026-05-19)May 5, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address