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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

Jeffrey Lynn Bangerter

Advisor at BANGERTER FINANCIAL SERVICES, INC.

ROSEVILLE, CA

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Search this name across graphsid dfx:ria:5ef88f02-d567-95cb-4573-7fc9573291f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BANGERTER FINANCIAL SERVICES, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 7
Exams: S65|S63
First exam: Jun 3, 1994
First registration: Feb 19, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1687028

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BANGERTER FINANCIAL SERVICES, INC.	State registered	Oct 20, 2014	n/a	yes	ROSEVILLE, CA	Current employment
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	May 4, 2023	Sep 26, 2025	no	Roseville, CA\|ANN ARBOR, MI	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Nov 28, 2011	Oct 29, 2014	no	CITRUS HEIGHTS, CA\|FAIR OAKS, CA\|SARASOTA, FL	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jul 18, 2007	Nov 15, 2011	no	GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO\|FAIR OAKS, CA	Previous registration
LEGACY ADVISORY SERVICES, INC.	n/a	Feb 19, 2002	Jul 18, 2007	no	FAIR OAKS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCORDE ASSET MANAGEMENT, LLC	n/a	Sep 26, 2025	n/a	n/a	Departure no registered destination	Departure
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	BANGERTER FINANCIAL SERVICES, INC.	Oct 29, 2014	Oct 20, 2014	-9	Firm change	Other
CETERA ADVISORS LLC	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Nov 15, 2011	Nov 28, 2011	13	Firm change	Other
LEGACY ADVISORY SERVICES, INC.	CETERA ADVISORS LLC	Jul 18, 2007	Jul 18, 2007	0	Firm change	Other

Relationships

Registered with (5)

→ BANGERTER FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Oct 20, 2014 to presentfactForm ADV
→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 4, 2023 to Sep 26, 2025factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Nov 28, 2011 to Oct 29, 2014factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jul 18, 2007 to Nov 15, 2011factForm ADV
→ LEGACY ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 19, 2002 to Jul 18, 2007factForm ADV

Dated events

Occurred
Sep 26, 2025
Advisor departed, no destination yet
Jeffrey Lynn Bangerter no longer registered at Concorde Asset Management, Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago