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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

LESLIE MARVIN BOYCE

Advisor at LOMBARD ADVISERS INCORPORATED

Bridgeport, WV | BALTIMORE, MD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jun 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LOMBARD ADVISERS INCORPORATED
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 16, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 16, 1998
First registration: Jun 1, 1999
Dual registered: yes, broker-dealer
Other names: LESLIE MARVIN BOYCE|L. MARVIN BOYCE
IAPD individual key: 3016175

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LOMBARD ADVISERS INCORPORATED	Independent wealth	Dec 4, 2024	n/a	yes	BALTIMORE, MD\|Bridgeport, WV	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	Nov 19, 2024	no	BRIDGEPORT, WV	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Oct 14, 2014	Mar 21, 2024	no	BRIDGEPORT, WV\|GREENWOOD VILLAGE, CO	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Mar 24, 2009	Oct 17, 2014	no	MORGANTOWN, WV\|MORGANTOWN, WV\|MORGANTOWN, WV\|MORGANTOWN, WV	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Oct 5, 2007	no	BRIDGEPORT, WV	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 18, 2006	Apr 2, 2007	no	BRIDGEPORT, WV	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Sep 19, 2006	no	BUCKHANNON, WV\|BUCKHANNON, WV	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	May 25, 2004	Jul 6, 2005	no	BUCKHANNON, WV	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 1, 1999	May 14, 2004	no	BRIDGEPORT, WV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LOMBARD ADVISERS INCORPORATED	Nov 19, 2024	Dec 4, 2024	15	Firm change	Ibd to RIA
CETERA ADVISORS LLC	CETERA INVESTMENT ADVISERS LLC	Mar 21, 2024	Mar 21, 2024	0	Bulk transfer	Ibd to ibd
HUNTINGTON FINANCIAL ADVISORS	CETERA ADVISORS LLC	Oct 17, 2014	Oct 14, 2014	-3	Firm change	Other
MORGAN STANLEY & CO. LLC	HUNTINGTON FINANCIAL ADVISORS	Oct 5, 2007	Mar 24, 2009	536	Firm change after gap	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
CHASE INVESTMENT SERVICES CORP.	MORGAN STANLEY DW INC.	Sep 19, 2006	Sep 18, 2006	-1	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BANC ONE SECURITIES CORPORATION	May 14, 2004	May 25, 2004	11	Firm change	Other

Relationships

Registered with (9)

→ LOMBARD ADVISERS INCORPORATEDRegistered adviserregistration: current employment
Dec 4, 2024 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Mar 21, 2024 to Nov 19, 2024factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Oct 14, 2014 to Mar 21, 2024factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Mar 24, 2009 to Oct 17, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Oct 5, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 18, 2006 to Apr 2, 2007factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Sep 19, 2006factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 25, 2004 to Jul 6, 2005factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 1, 1999 to May 14, 2004factForm ADV

Dated events

Occurred
Nov 19, 2024
Advisor changed firm
Leslie Marvin Boyce left Cetera Investment Advisers Llc for Lombard Advisers Incorporated (registered 2024-12-04)
Form ADVobserved 5 days ago