DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Leslie Marvin Boyce

Lombard Advisers Incorporatedindependent RIABridgeport, Wv dual registrantIAPD 3016175

Feed of 09/14/2026

Also filed as Leslie Marvin Boyce

At current firm

1 y

since Dec 4, 2024

In the industry

28 y

since Apr 16, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Lombard Advisers Incorporated independent RIA current
since Dec 4, 2024 · Baltimore, Md
Cetera Investment Advisers LLC BD affiliated
Mar 21, 2024 to Nov 19, 2024 · Bridgeport, Wv
Cetera Advisors LLC former
Oct 14, 2014 to Mar 21, 2024 · Bridgeport, Wv
Huntington Financial Advisors BD affiliated
Mar 24, 2009 to Oct 17, 2014 · Morgantown, Wv
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Oct 5, 2007 · Bridgeport, Wv
Morgan Stanley Dw Inc. unclassified
Sep 18, 2006 to Apr 2, 2007 · Bridgeport, Wv
Chase Investment Services Corp. former
Jul 6, 2005 to Sep 19, 2006 · Buckhannon, Wv
Banc One Securities Corporation unclassified
May 25, 2004 to Jul 6, 2005 · Buckhannon, Wv
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 1, 1999 to May 14, 2004 · Bridgeport, Wv

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Lombard Advisers Incorporated
left Nov 19, 2024, registered Dec 4, 2024 (15 days) · Affiliated broker-dealer or bank to independent RIA
Cetera Advisors LLC to Cetera Investment Advisers LLC
left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
Huntington Financial Advisors to Cetera Advisors LLC
left Oct 17, 2014, registered Oct 14, 2014 (-3 days) · Other
Morgan Stanley & Co. LLC to Huntington Financial Advisors
left Oct 5, 2007, registered Mar 24, 2009 (536 days) · Other
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Chase Investment Services Corp. to Morgan Stanley Dw Inc.
left Sep 19, 2006, registered Sep 18, 2006 (-1 days) · Other
Banc One Securities Corporation to Chase Investment Services Corp.
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Banc One Securities Corporation
left May 14, 2004, registered May 25, 2004 (11 days) · Other

Signals

Leslie Marvin Boyce left Cetera Investment Advisers Llc for Lombard Advisers Incorporated (registered 2024-12-04)
Nov 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address