DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Campbell Johnston Nott
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Richard Johnston-Nott
At current firm
2 y
since Mar 8, 2024
In the industry
24 y
since Jan 1, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Angeles Wealth Management, LLC independent RIA currentsince Mar 8, 2024 · Santa Monica, Ca
- Hightower Advisors, LLC BD affiliatedJul 15, 2019 to Feb 22, 2024 · Beverly Hills, Ca
- Lourdmurray formerMar 24, 2017 to Aug 8, 2019 · Beverly Hills, Ca
- Adviceperiod, LLC formerJun 30, 2015 to Feb 15, 2017 · Los Angeles, Ca
- Signature Investment Advisors, LLC independent RIAMay 11, 2012 to Jun 1, 2015 · Los Angeles, Ca
- Seia BD affiliatedApr 9, 2010 to Jun 1, 2015 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Hightower Advisors, LLC to Angeles Wealth Management, LLCleft Feb 22, 2024, registered Mar 8, 2024 (15 days) · Affiliated broker-dealer or bank to independent RIA
- Lourdmurray to Hightower Advisors, LLCleft Aug 8, 2019, registered Jul 15, 2019 (-24 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Adviceperiod, LLC to Lourdmurrayleft Feb 15, 2017, registered Mar 24, 2017 (37 days) · Other
- Seia to Signature Investment Advisors, LLCleft Jun 1, 2015, registered May 11, 2012 (-1116 days) · Other · moved with a team
- Signature Investment Advisors, LLC to Adviceperiod, LLCleft Jun 1, 2015, registered Jun 30, 2015 (29 days) · Other
Signals
- Richard Campbell Johnston Nott left Hightower Advisors, Llc for Angeles Wealth Management, Llc (registered 2024-03-08)Feb 22, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address