DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at M••••• G••••• A••••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• G••••• A••••••• I••• | Independent wealth | Feb 23, 2024 | n/a | yes | Aubrey, TX|Colleyville, TX|DENVER, CO | Current employment |
| F••••• I••••••••• | Independent wealth | Jan 27, 2022 | Jan 17, 2024 | no | PLANO, TX|PLANO, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••• I••••••••• | M••••• G••••• A••••••• I••• | Jan 17, 2024 | Feb 23, 2024 | 37 | Firm change | RIA to RIA |
| A•• W••••• M••••••••• L•• | F••••• I••••••••• | Jan 3, 2022 | Jan 27, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 107342:147363:TX:2024-01-08 | Jan 17, 2024 | Feb 23, 2024 | PLANO, TX | Firm change |
| A•• W••••• M••••••••• L•• | Independent wealth | Jul 14, 2021 | Jan 3, 2022 | no | ALLEN, TX | Previous registration |
| F••••• I••••••••• | Independent wealth | Jun 10, 2018 | May 17, 2021 | no | PLANO, TX|PLANO, TX | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Apr 17, 2014 | Mar 16, 2018 | no | RESTON, VA|Scottsdale, AZ | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Apr 16, 2014 | Mar 16, 2018 | no | RESTON, VA|Scottsdale, AZ | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 6, 2013 | Apr 15, 2014 | no | CHANDLER, AZ | Previous registration |
| 24 |
| Firm change |
| RIA to RIA |
| F••••• I••••••••• | A•• W••••• M••••••••• L•• | May 17, 2021 | Jul 14, 2021 | 58 | Firm change | RIA to RIA |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Mar 16, 2018 | Apr 17, 2014 | -1,429 | Channel change | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | F••••• I••••••••• | Mar 16, 2018 | Jun 10, 2018 | 86 | Firm change | RIA to RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | T• A••••••••• I••• | Apr 15, 2014 | Apr 16, 2014 | 1 | Firm change | Other |