DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• M•••••• B••••••

M••••• G••••• A••••••• I•••independent RIAAubrey, Tx IA-onlyIAPD 6136331

Feed of 09/15/2026

Also filed as Max B••••••

At current firm

2 y

since Feb 23, 2024

In the industry

13 y

since Mar 4, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• G••••• A••••••• I••• independent RIA current
since Feb 23, 2024 · Aubrey, Tx
F••••• I••••••••• independent RIA
Jan 27, 2022 to Jan 17, 2024 · Plano, Tx
A•• W••••• M••••••••• L•• independent RIA
Jul 14, 2021 to Jan 3, 2022 · Allen, Tx
F••••• I••••••••• independent RIA
Jun 10, 2018 to May 17, 2021 · Plano, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Apr 17, 2014 to Mar 16, 2018 · Reston, Va
T• A••••••••• I••• former
Apr 16, 2014 to Mar 16, 2018 · Reston, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 6, 2013 to Apr 15, 2014 · Chandler, Az

Moves

a registration end followed by a registration begin elsewhere

F••••• I••••••••• to M••••• G••••• A••••••• I•••
left Jan 17, 2024, registered Feb 23, 2024 (37 days) · RIA to RIA · moved with a team
A•• W••••• M••••••••• L•• to F••••• I•••••••••
left Jan 3, 2022, registered Jan 27, 2022 (24 days) · RIA to RIA
F••••• I••••••••• to A•• W••••• M••••••••• L••
left May 17, 2021, registered Jul 14, 2021 (58 days) · RIA to RIA
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Mar 16, 2018, registered Apr 17, 2014 (-1429 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to F••••• I•••••••••
left Mar 16, 2018, registered Jun 10, 2018 (86 days) · RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••
left Apr 15, 2014, registered Apr 16, 2014 (1 days) · Other

Signals

G••••• M•••••• B•••••• left F••••• I••••••••• for M••••• G••••• A••••••• I••• (registered 2024-02-23)
Jan 17, 2024 · Advisor changed firm · fact
G••••• M•••••• B•••••• left A•• W••••• M••••••••• L•• for F••••• I••••••••• (registered 2022-01-27)
Jan 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address