DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• P••••••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jan 18, 2012 · 38 filings
SEC status approved since May 27, 1992
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
83%
$9.2B individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$850M
derived; firm RAUM over IAPD count
Employees
28
20 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$11B as of Mar 30, 2026
Mar 29, 2012$1.8B then
HNW client RAUM$8.6B as of Mar 30, 2026
Mar 15, 2018$2.4B then
State-registered IARs (5.B.3)8 as of Mar 30, 2026
Mar 28, 20133 then
Employees (5.A)28 as of Mar 30, 2026
Mar 28, 201314 then
Private funds2 as of Mar 27, 2024
Mar 29, 20124 then
RAUM +3.7% over the last fiscal year+24% a year over threeIARs 7 to 8
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $850MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 211derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $3.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 6.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $229M, 54 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$8.6B78%
- Corporations and businesses$1.8B17%
- Individuals$583M5.3%
- Charitable organizations$31.5M0.3%
- Investment companies$17.7M0.2%
- Individual clients
- 1,033reported
- HNW clients
- 1,714reported
- Pension plan clients
- n/areported
- Charitable clients
- 9reported
- Accounts
- 3,029reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $4.4B managedreported
- Custody of client assets
- $229M for 54 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.83 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• B•••••• W•••• | Atlanta, Ga | May 24, 2011 | 24 y | 0 |
| P••••••• H••••• H•••••• | Atlanta, Ga | Dec 7, 2015 | 10 y | 1 |
| W••••• K•••••• P•••Chartered Financial Analyst | Atlanta, Ga | Jul 31, 2019 | 16 y | 4 |
| P••••• H••••••• B•••••Chartered Financial Analyst | Atlanta, Ga | Apr 12, 2022 | 20 y | 0 |
| L••••• E•••••••• O••••Chartered Financial Analyst | New York, Ny | Apr 1, 2024 | 13 y | 0 |
| W••••• S••••• W••••••• | Atlanta, Ga | Mar 25, 2025 | 15 y | 2 |
| B•••••• W•••••• H•••• | Atlanta, Ga | Jul 14, 2025 | 14 y | 0 |
| K••• W• T•••••• | Atlanta, Ga | Apr 21, 2026 | 12 y | 0 |
| E•••• B•••• | Atlanta, Ga | May 15, 2026 | 10 y | 0 |
| H•••• S•••• T••••••• | New York, Ny | Jun 1, 2026 | 10 y | 0 |
| O••••• A•••• | Atlanta, Ga | Jun 15, 2026 | 20 y | 0 |
| M••• E•••••••• G••••• | New York, Ny | Jun 26, 2026 | 13 y | 0 |
| L••• A••••• C••••• | New York, Ny | Jul 21, 2026 | 39 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S•••••• A••• C••••••• to B•••• W•••••• L••Jan 2, 2019 · RIA to RIA
Joined, latest
- W••••• S••••• W••••••• from M••••• S••••••Mar 25, 2025 · Wirehouse to independent RIA
- W••••• K•••••• P••• from T••••• A••••••• S•••••••• I•••Jul 31, 2019 · Affiliated broker-dealer or bank to independent RIA
- S•••••• A••• C••••••• from O••••••••• • C•• I•••May 29, 2018 · Other
- P••••••• H••••• H•••••• from M•••••••• P•••••••• M•••••••• I•••Dec 7, 2015 · Other
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••• T•• E••••• B••• F••• L•••••• P••••••••• I•no longer reported | Other Private Fund | $39.1M | 19 | Jan 18, 2012 |
| A•• H••• I••••• O••••••••• F•••• L•••no longer reported | Other Private Fund | $29.5M | 27 | Jan 18, 2012 |
| A•• S••••••••• T••••••••• B••• F••• L•••••• P••••••••• I•no longer reported | Other Private Fund | $11.3M | 14 | Jan 18, 2012 |
| A•• T•••••• M•••••••• B••• F••• L•••••• P••••••••• I•no longer reported | Other Private Fund | $10.3M | 17 | Jan 18, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D•••• C••••••• R•• · Co-Chief Executive Officer / Partnercontrolsince 09/2002 · owns less than 5%
- G••••••••• K•••• T••••• · Managing Director / Partnercontrolsince 11/2008 · owns less than 5%
- H•••• T•••• A•• · Chief Compliance Officercontrolsince 08/2023 · owns less than 5%
- H••••••• P•••••••• H••••• · President / Partnercontrolsince 09/2021 · owns less than 5%
- W•••••••• W•••••• S• · Chief Operating Officercontrolsince 01/2023 · owns less than 5%
- W••••• K••••••• R•• · Chairman / Partnercontrolsince 08/1989 · owns less than 5%
- W••••• K••••• B•••••• · Co-Chief Executive Officer / Chief Investment Officer / Partnercontrolsince 08/2003 · owns less than 5%
- D•••• C••••••• R•• · Managing Membercontrolsince 09/2021 · owns 25% to 50% of A•• F•••• I••••• A•••••••• L••
- W••••• K••••• B•••••• · Managing Membercontrolsince 09/2021 · owns 25% to 50% of A•• F•••• I••••• A•••••••• L••
Entity owners
- A•• F•••• I••••• A•••••••• L•• · Ownerdirect · owns 50% to 75%
- I• S••••• H••••••• 8• L•• · Ownerdirect · owns 25% to 50%
- I• S••••• P••••••• H•••••• · Managing Memberindirect · owns 75% or more of I• S••••• H••••••• 8• L••
- I• S••••• S•• · Ownerindirect · owns 75% or more of I• S••••• P••••••• H••••••
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 13 | 6 | 0 | ||
| New York, Ny | 6 | 5 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY4 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 30, 2026G••••••••• K•••• T••••• (MANAGING DIRECTOR / PARTNER) appeared on Schedule A between the filings of 2023-08-25 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 2,954 to 3,029Dec 12, 2025 to Mar 30, 2026
- Advisory employees · 21 to 20Dec 12, 2025 to Mar 30, 2026
- BD registered reps · 2 to 3Dec 12, 2025 to Mar 30, 2026
- Corporate clients · 294 to 272Dec 12, 2025 to Mar 30, 2026
- HNW clients · 1,615 to 1,714Dec 12, 2025 to Mar 30, 2026
- Individual clients · 1,035 to 1,033Dec 12, 2025 to Mar 30, 2026
- Assets in custody · $94.4M to $229MDec 12, 2025 to Mar 30, 2026
- Employees · 27 to 28Dec 12, 2025 to Mar 30, 2026
- State-registered IARs · 7 to 8Dec 12, 2025 to Mar 30, 2026
- Discretionary RAUM · $11B to $11BDec 12, 2025 to Mar 30, 2026
- HNW RAUM · $7.7B to $8.6BDec 12, 2025 to Mar 30, 2026
- Individual RAUM · $558M to $583MDec 12, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $185,522 to $0Dec 12, 2025 to Mar 30, 2026
- RAUM · $11B to $11BDec 12, 2025 to Mar 30, 2026
- Wrap assets (manager) · $3.6B to $4.4BDec 12, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 26, 2025 to May 6, 2025
- Accounts · 2,149 to 2,954Apr 1, 2024 to Mar 26, 2025
- Advisory employees · 20 to 21Apr 1, 2024 to Mar 26, 2025
- BD registered reps · 0 to 2Apr 1, 2024 to Mar 26, 2025
- Charity clients · 4 to 9Apr 1, 2024 to Mar 26, 2025
- Corporate clients · 236 to 294Apr 1, 2024 to Mar 26, 2025
- HNW clients · 1,141 to 1,615Apr 1, 2024 to Mar 26, 2025
- Individual clients · 766 to 1,035Apr 1, 2024 to Mar 26, 2025
- Pooled vehicle clients · 2.0 to unsetApr 1, 2024 to Mar 26, 2025
- Assets in custody · $9.5M to $94.4MApr 1, 2024 to Mar 26, 2025
- Employees · 25 to 27Apr 1, 2024 to Mar 26, 2025
- State-registered IARs · 6 to 7Apr 1, 2024 to Mar 26, 2025
- Private funds · 2 to unsetApr 1, 2024 to Mar 26, 2025
- Discretionary RAUM · $6.9B to $11BApr 1, 2024 to Mar 26, 2025
- HNW RAUM · $5.4B to $7.7BApr 1, 2024 to Mar 26, 2025
- Individual RAUM · $385M to $558MApr 1, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $170,308 to $185,522Apr 1, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · 70909121.0 to unsetApr 1, 2024 to Mar 26, 2025
- RAUM · $6.9B to $11BApr 1, 2024 to Mar 26, 2025
- Wrap assets (manager) · $1.9B to $3.6BApr 1, 2024 to Mar 26, 2025
- Accounts · 1,848 to 2,149Sep 25, 2023 to Mar 27, 2024
- Advisory employees · 13 to 20Sep 25, 2023 to Mar 27, 2024
- Charity clients · 5 to 4Sep 25, 2023 to Mar 27, 2024
- Corporate clients · 166 to 236Sep 25, 2023 to Mar 27, 2024
- HNW clients · 947 to 1,141Sep 25, 2023 to Mar 27, 2024
Signals
7 dated events
- A•••• P••••••••• A•••••••• L•• reported RAUM $10.7B, up 54% from $6.9B (2024-04-01 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Ann Tara Hart (Chief Compliance Officer) appeared on Schedule A of A•••• P••••••••• A•••••••• L••Aug 25, 2023 · Control person joined · fact
- Maria Del Sol Reeves (Chief Compliance Officer) no longer on Schedule A of A•••• P••••••••• A•••••••• L•• (listed 2023-03-29, absent 2023-08-25)Aug 25, 2023 · Control person left · inference
- S Wesley W••••••s (Chief Operating Officer) appeared on Schedule A of A•••• P••••••••• A•••••••• L••Mar 29, 2023 · Control person joined · fact
- Husted Patricia Hodgman (President) appeared on Schedule A of A•••• P••••••••• A•••••••• L••Sep 16, 2021 · Control person joined · fact
- Maria Delsol Reeves (Chief Compliance Officer) appeared on Schedule A of A•••• P••••••••• A•••••••• L••Mar 30, 2021 · Control person joined · fact
- A•••• P••••••••• A•••••••• L•• reported RAUM $3.3B, up 37% from $2.4B (2017-06-29 to 2018-03-15)Mar 15, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-261-1333reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 646-257-2855reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-833-8985reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/asset-preservation-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- apabonds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-261-1333reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- apabonds.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $850Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026