DFX Intelligence

J••• P••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J••• P••• B••••••

Advisor at C•••••• S••••• • C••• I•••

Rockville, MD | Westlake, TX

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Search this name across graphsid dfx:ria:608912f7-f274-7d8b-da1e-c2986c5a008e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 6, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 5, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Sep 25, 2018	n/a	yes	Rockville, MD\|Westlake, TX	Current employment
T• A••••••••• I•••	Former SEC adviser	Aug 8, 2021	Oct 14, 2022	no	Vienna, VA\|OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	n/a	Oct 14, 2022	n/a	n/a	Departure no registered destination	Departure
P••••••• A••••••• L••	C•••••• S••••• • C••• I•••	Sep 24, 2018	Sep 25, 2018	1

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Sep 25, 2018 to presentfactForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Aug 8, 2021 to Oct 14, 2022factForm ADV
→ P••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 20, 2012 to Sep 24, 2018factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Oct 14, 2022
Advisor departed, no destination yet
J••• P••• B•••••• no longer registered at T• A••••••••• I•••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:608912f7-f274-7d8b-da1e-c2986c5a008e
First observed: Sep 6, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.