RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• P••• B••••••
- C•••••• S••••• • C••• I••• national BD currentsince Sep 25, 2018 · Rockville, Md
- T• A••••••••• I••• formerAug 8, 2021 to Oct 14, 2022 · Vienna, Va
- P••••••• A••••••• L•• asset managerSep 20, 2012 to Sep 24, 2018 · Bethesda, Md
- W•••• F•••• A••••••• wirehouseSep 6, 2007 to Aug 14, 2008 · Bethesda, Md
- T• A••••••••• I••• to no registered destinationleft Oct 14, 2022 · Departure, no registered destination
- P••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Sep 24, 2018, registered Sep 25, 2018 (1 days) · Other
- W•••• F•••• A••••••• to P••••••• A••••••• L••left Aug 14, 2008, registered Sep 20, 2012 (1498 days) · Other
- J••• P••• B•••••• no longer registered at T• A••••••••• I•••; no later IA registration on IAPDOct 14, 2022 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address