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Reading the graph
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Advisor at M•• S••••••••• L••
INDIANAPOLIS, IN | Schaumburg, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• S••••••••• L•• | No RAUM reported | Oct 20, 2025 | n/a | yes | Schaumburg, IL|INDIANAPOLIS, IN | Current employment |
| M• R••••••••• | Institutional manager | Mar 22, 2019 | Oct 17, 2025 | no | CARMEL, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M• R••••••••• | M•• S••••••••• L•• | Oct 17, 2025 | Oct 20, 2025 | 3 | Firm change | Other |
| A••• A••••••• | M• R••••••••• | Mar 21, 2019 | Mar 22, 2019 |
| A••• A••••••• | Other adviser | Jun 3, 2009 | Mar 21, 2019 | no | INDIANAPOLIS, IN | Previous registration |
| N•• A•••••••• I••• | n/a | Mar 14, 2008 | Feb 17, 2009 | no | INDIANAPOLIS, IN|BRYAN, OH|INDIANAPOLIS, IN | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 17, 2006 | Mar 19, 2008 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| Firm change |
| Other |
| N•• A•••••••• I••• | A••• A••••••• | Feb 17, 2009 | Jun 3, 2009 | 106 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | N•• A•••••••• I••• | Mar 19, 2008 | Mar 14, 2008 | -5 | Firm change | Other |