DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Michael Fleck
Feed of 09/15/2026
Also filed as Matt Fleck
At current firm
0 y
since Oct 20, 2025
In the industry
20 y
since Mar 16, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mma Securities LLC no RAUM currentsince Oct 20, 2025 · Schaumburg, Il
- Mj Retirement institutionalMar 22, 2019 to Oct 17, 2025 · Carmel, In
- Axia Advisory otherJun 3, 2009 to Mar 21, 2019 · Indianapolis, In
- Nrp Advisors, Inc. unclassifiedMar 14, 2008 to Feb 17, 2009 · Indianapolis, In
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 17, 2006 to Mar 19, 2008 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Mj Retirement to Mma Securities LLCleft Oct 17, 2025, registered Oct 20, 2025 (3 days) · Other
- Axia Advisory to Mj Retirementleft Mar 21, 2019, registered Mar 22, 2019 (1 days) · Other
- Nrp Advisors, Inc. to Axia Advisoryleft Feb 17, 2009, registered Jun 3, 2009 (106 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Nrp Advisors, Inc.left Mar 19, 2008, registered Mar 14, 2008 (-5 days) · Other
Signals
- Matthew Michael Fleck left Mj Retirement for Mma Securities Llc (registered 2025-10-20)Oct 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address