DFX Intelligence

K•••••• E• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

K•••••• E• O•••••••

Advisor at M•• I•••••••• S•••••••• L••

Revere, MA | Boston, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6112ab46-5f06-74e7-426c-44e978a57329

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Jan 30, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Aug 19, 2026	n/a	yes	Revere, MA\|Boston, MA	Current employment
O••••••••• S••••••••• I•••	Bd affiliated wealth	Apr 2, 2026	Aug 5, 2026	no	INDIANAPOLIS, IN\|Revere, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• S••••••••• I•••	M•• I•••••••• S•••••••• L••	Aug 5, 2026	Aug 19, 2026	14	Firm change	Ibd to ibd
L•• E••••••••• L••	O••••••••• S••••••••• I•••	Apr 2, 2026	Apr 2, 2026

Relationships

Registered with (8)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 19, 2026 to presentfactForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 2, 2026 to Aug 5, 2026factForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Apr 2, 2026factForm ADV
→ P•••• S••••••••• L••

Dated events

Occurred
Aug 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6112ab46-5f06-74e7-426c-44e978a57329
First observed: Jan 30, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.