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Reading the graph
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Advisor at L•• F•••••••• L••
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 8, 2025 | n/a | yes | ATLANTA, GA | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 19, 2021 | Oct 9, 2025 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | L•• F•••••••• L•• | Oct 9, 2025 | Oct 8, 2025 | -1 | Firm change | Ibd to ibd |
| E••••• J•••• | A••••••••• F•••••••• S•••••••• L•• | Nov 23, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:6413:GA:2025-10-07 | Oct 9, 2025 | Oct 8, 2025 | ATLANTA, GA | Firm change |
| Previous registration |
| E••••• J•••• | National bd RIA | Mar 24, 2017 | Nov 23, 2021 | no | Marietta, GA|ST LOUIS, MO|ACWORTH, GA|MARIETTA, GA | Previous registration |
| I•• W••••• M••••••••• I••• | Bd affiliated wealth | Jan 4, 2017 | Mar 6, 2017 | no | Marietta, GA | Previous registration |
| H•••• C••• P••••••• L•• | Mixed wealth | Nov 30, 2015 | Jul 13, 2016 | no | ATLANTA, GA | Previous registration |
| C•••••• A••••••• L•• | Asset manager | Dec 17, 2012 | Nov 24, 2014 | no | NAPERVILLE, IL | Previous registration |
| C•••••• W••••• M••••••••• L•• | Independent wealth | Dec 2, 2011 | Dec 12, 2012 | no | NAPERVILLE, IL | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Oct 17, 2011 | Nov 14, 2011 | no | ATLANTA, GA | Previous registration |
| G••••••••• I••••••••• | Asset manager | Mar 30, 2007 | Jul 10, 2007 | no | MARIETTA, GA|CHICAGO, IL | Previous registration |
| -4 |
| Firm change |
| Ibd to ibd |
| I•• W••••• M••••••••• I••• | E••••• J•••• | Mar 6, 2017 | Mar 24, 2017 | 18 | Firm change | Other |
| H•••• C••• P••••••• L•• | I•• W••••• M••••••••• I••• | Jul 13, 2016 | Jan 4, 2017 | 175 | Firm change | Other |
| C•••••• A••••••• L•• | H•••• C••• P••••••• L•• | Nov 24, 2014 | Nov 30, 2015 | 371 | Firm change | Other |
| C•••••• W••••• M••••••••• L•• | C•••••• A••••••• L•• | Dec 12, 2012 | Dec 17, 2012 | 5 | Firm change | Other |
| S••••••• I••••••••• S•••••••• I••• | C•••••• W••••• M••••••••• L•• | Nov 14, 2011 | Dec 2, 2011 | 18 | Firm change | Other |
| G••••••••• I••••••••• | S••••••• I••••••••• S•••••••• I••• | Jul 10, 2007 | Oct 17, 2011 | 1,560 | Firm change after gap | Other |