RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• E• H•••
- L•• F•••••••• L•• BD affiliated currentsince Oct 8, 2025 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDNov 19, 2021 to Oct 9, 2025 · Atlanta, Ga
- E••••• J•••• national BDMar 24, 2017 to Nov 23, 2021 · Marietta, Ga
- I•• W••••• M••••••••• I••• BD affiliatedJan 4, 2017 to Mar 6, 2017 · Marietta, Ga
- H•••• C••• P••••••• L•• mixed wealthNov 30, 2015 to Jul 13, 2016 · Atlanta, Ga
- C•••••• A••••••• L•• asset managerDec 17, 2012 to Nov 24, 2014 · Naperville, Il
- C•••••• W••••• M••••••••• L•• independent RIADec 2, 2011 to Dec 12, 2012 · Naperville, Il
- S••••••• I••••••••• S•••••••• I••• formerOct 17, 2011 to Nov 14, 2011 · Atlanta, Ga
- G••••••••• I••••••••• asset managerMar 30, 2007 to Jul 10, 2007 · Marietta, Ga
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Oct 9, 2025, registered Oct 8, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Nov 23, 2021, registered Nov 19, 2021 (-4 days) · Affiliated broker-dealer or bank to another
- I•• W••••• M••••••••• I••• to E••••• J••••left Mar 6, 2017, registered Mar 24, 2017 (18 days) · Other
- H•••• C••• P••••••• L•• to I•• W••••• M••••••••• I•••left Jul 13, 2016, registered Jan 4, 2017 (175 days) · Other
- C•••••• A••••••• L•• to H•••• C••• P••••••• L••left Nov 24, 2014, registered Nov 30, 2015 (371 days) · Other
- C•••••• W••••• M••••••••• L•• to C•••••• A••••••• L••left Dec 12, 2012, registered Dec 17, 2012 (5 days) · Other
- S••••••• I••••••••• S•••••••• I••• to C•••••• W••••• M••••••••• L••left Nov 14, 2011, registered Dec 2, 2011 (18 days) · Other
- G••••••••• I••••••••• to S••••••• I••••••••• S•••••••• I•••left Jul 10, 2007, registered Oct 17, 2011 (1560 days) · Other
- G•••••• E• H••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-10-08)Oct 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address