DFX Intelligence

R••••• A••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

R••••• A••••• C•••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 1, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 25, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Mar 2, 2026	n/a	yes	PORTLAND, OR\|PLYMOUTH, MN	Current employment
T•• H• G••••• I•••	Former SEC adviser	May 30, 2025	May 14, 2026	no	Bend, OR\|Salem, OR\|PORTLAND, OR\|Portland, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• H• G••••• I•••	W••••• E••••••••• A••••••• S•••••••• L••	May 14, 2026	Mar 2, 2026	-73	Firm change after gap	RIA to ibd
V•••••• A•••••••• I•••	T•• H• G••••• I•••	Apr 9, 2025	May 30, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
106801:116407:OR:2026-05-13	May 14, 2026	Mar 2, 2026	PORTLAND, OR	Firm change after gap

Relationships

Registered with (6)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ T•• H• G••••• I•••Registered adviserregistration: previous registration
May 30, 2025 to May 14, 2026factForm ADV
→ V•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 3, 2016 to Apr 9, 2025factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Order

Occurred
14 May 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
9 Apr 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 1, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.