DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Rodney Arthur Cook
Certified Financial Planner
Feed of 09/14/2026
Also filed as Rodney Cook
At current firm
0 y
since Mar 2, 2026
In the industry
16 y
since Nov 25, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Mar 2, 2026 · Portland, Or
- The H Group, Inc. formerMay 30, 2025 to May 14, 2026 · Bend, Or
- Valmark Advisers, Inc. BD affiliatedAug 3, 2016 to Apr 9, 2025 · Bend, Or
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Jul 26, 2016 · Torrance, Ca
- Chase Investment Services Corp. formerJun 9, 2010 to Oct 1, 2012 · Huntington Beach, Ca
- Edward Jones national BDDec 1, 2009 to Feb 4, 2010 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- The H Group, Inc. to Wealth Enhancement Advisory Services, LLCleft May 14, 2026, registered Mar 2, 2026 (-73 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Valmark Advisers, Inc. to The H Group, Inc.left Apr 9, 2025, registered May 30, 2025 (51 days) · Affiliated broker-dealer or bank to independent RIA
- J.P. Morgan Securities LLC to Valmark Advisers, Inc.left Jul 26, 2016, registered Aug 3, 2016 (8 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Edward Jones to Chase Investment Services Corp.left Feb 4, 2010, registered Jun 9, 2010 (125 days) · Other
Signals
- Rodney Arthur Cook left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)May 14, 2026 · Advisor changed firm · fact
- Rodney Arthur Cook left Valmark Advisers, Inc. for The H Group, Inc. (registered 2025-05-30)Apr 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address