DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Advisers Investment Management, Inc.
Legal name Advisers Investment Management,Inc
Latest filing Feb 10, 2012
First filing on the tape Jan 25, 2012 · 4 filings
RAUM
$40.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$8.2M
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$40.9M as of Feb 10, 2012
Jan 25, 2012$40.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 10, 2012
Jan 25, 20120 then
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 10, 2012; every figure names its basis
- RAUM per advisor
- $8.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $159,598derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- 0.6derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 256reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Paul Scott Nelson | Colorado Springs, Co | Dec 28, 2000 | 25 y | 0 |
| Rollyn Lawrence Wild | Colorado Springs, Co | Aug 26, 2002 | 39 y | 2 |
| Logan Dane Alley | Walsh, Co | Jan 6, 2017 | 20 y | 1 |
| Lucas Dean Laudick | Colorado Springs, Co | Feb 3, 2023 | 10 y | 0 |
| Adam Joseph Ermel | Colorado Springs, Co | Jan 1, 2025 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Matthew E Amsberry to Hp Wealth Management LLCApr 22, 2020 · Other
- Bryan Nicolas Sauceda to Amicus Financial Advisors, LLCOct 25, 2019 · Other
- Todd Stephen Smith to Level 5 Financial, LLCJul 18, 2017 · Other
- Daniel Joseph Korleski to Cobalt Private Wealth LLCDec 31, 2013 · Other
- Gerald Biegler to Sustainable Wealth Strategies, LLCJan 4, 2006 · Other
Joined, latest
- Logan Dane Alley from Primerica AdvisorsJan 6, 2017 · Other
- Daniel Joseph Korleski from Wells Fargo Investments, LLCFeb 21, 2012 · Other
- Matthew E Amsberry from Avantax Advisory ServicesJul 29, 2010 · Other
- Todd Stephen Smith from Vanguard Advisers, Inc.Apr 27, 2010 · Other
- Rollyn Lawrence Wild from Bankers Investment Management, Inc.Aug 26, 2002 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lawrence Rollyn Wild · Owner/President & Ceo/Chief Compliance Officercontrolsince 05/1998 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Colorado Springs, Co · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Colorado Springs, CO
- Colorado Springs, CO
- Colorado Springs, CO
- Colorado Springs, CO
- Colorado Springs, CO
- Woodland Park, CO
- ,
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- THECOMPLETESOLUTION.COMreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $8.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026