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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

TROY MICHAEL KNIGHT-MILLER

Advisor at LPL FINANCIAL LLC

ALEDO, TX | FORT WORTH, TX

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Search this name across graphsid dfx:ria:61a08a3a-2226-bc14-3cd1-68bbb50d2f12

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 25, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 1, 2006
First registration: Mar 25, 2016
Dual registered: yes, broker-dealer
Other names: TROY MICHAEL MILLER
IAPD individual key: 5250788

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 15, 2022	n/a	yes	FORT WORTH, TX\|ALEDO, TX	Current employment
FSC SECURITIES CORPORATION	Former SEC adviser	Sep 4, 2020	Dec 19, 2022	no	FORT WORTH, TX	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 31, 2019	Sep 3, 2020	no	DALLAS, TX	Previous registration
LAKE POINT WEALTH MANAGEMENT, LLC	Former SEC adviser	Oct 10, 2019	Nov 7, 2019	no	Ft. Worth, TX	Previous registration
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Mar 25, 2016	Sep 16, 2019	no	Coppell, TX\|Fort Worth, TX\|Fort Worth, TX\|Grapevine, TX\|Fort Worth, TX\|DALLAS, TX\|Hurst, TX\|Coppell, TX\|Fort Worth, TX\|Fort Worth, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FSC SECURITIES CORPORATION	LPL FINANCIAL LLC	Dec 19, 2022	Dec 15, 2022	-4	Firm change	Ibd to RIA
OSAIC WEALTH, INC.	FSC SECURITIES CORPORATION	Sep 3, 2020	Sep 4, 2020	1	Channel change	Ibd to ibd
LAKE POINT WEALTH MANAGEMENT, LLC	OSAIC WEALTH, INC.	Nov 7, 2019	Oct 31, 2019	-7	Firm change	RIA to ibd
BOK FINANCIAL ADVISORS	LAKE POINT WEALTH MANAGEMENT, LLC	Sep 16, 2019	Oct 10, 2019	24	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 15, 2022 to presentfactForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 4, 2020 to Dec 19, 2022factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 31, 2019 to Sep 3, 2020factForm ADV
→ LAKE POINT WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 10, 2019 to Nov 7, 2019factForm ADV
→ BOK FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Mar 25, 2016 to Sep 16, 2019factForm ADV

Dated events

Occurred
Dec 19, 2022
Advisor changed firm
Troy Michael Knight-Miller left Fsc Securities Corporation for Lpl Financial Llc (registered 2022-12-15)
Form ADVobserved 3 days ago