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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

Jonathan Lawrence Rice

Advisor at ANDERSON GROWTH PARTNERS, LLC

CHARLESTON, SC | BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:61d47872-4d1e-3945-dee6-8abc12486c6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ANDERSON GROWTH PARTNERS, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 13, 2018
First registration: Sep 18, 2018
Dual registered: yes, broker-dealer
IAPD individual key: 6917217

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ANDERSON GROWTH PARTNERS, LLC	Other adviser	Apr 6, 2023	n/a	yes	BIRMINGHAM, AL\|CHARLESTON, SC	Current employment
49 FINANCIAL	Independent wealth	Jan 6, 2023	Apr 4, 2023	no	AUSTIN, TX\|Atlanta, GA	Previous registration
THRIVENT ADVISOR NETWORK, LLC	Bd affiliated wealth	Jun 23, 2020	Dec 31, 2022	no	Dallas, TX\|MINNEAPOLIS, MN	Previous registration
PKS ADVISORY SERVICES, LLC	Independent wealth	Dec 7, 2019	Jul 2, 2020	no	ALBANY, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 18, 2018	Nov 26, 2019	no	Madison, AL\|AUSTIN, TX\|AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
49 FINANCIAL	ANDERSON GROWTH PARTNERS, LLC	Apr 4, 2023	Apr 6, 2023	2	Firm change	Other
THRIVENT ADVISOR NETWORK, LLC	49 FINANCIAL	Dec 31, 2022	Jan 6, 2023	6	Bulk transfer	Ibd to new firm
PKS ADVISORY SERVICES, LLC	THRIVENT ADVISOR NETWORK, LLC	Jul 2, 2020	Jun 23, 2020	-9	Bulk transfer	RIA to RIA
EQUITABLE ADVISORS, LLC	PKS ADVISORY SERVICES, LLC	Nov 26, 2019	Dec 7, 2019	11	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6627:125648:TX:2019-10-29	Nov 26, 2019	Dec 7, 2019	AUSTIN, TX	Firm change

Relationships

Registered with (5)

→ ANDERSON GROWTH PARTNERS, LLCRegistered adviserregistration: current employment
Apr 6, 2023 to presentfactForm ADV
→ 49 FINANCIALRegistered adviserregistration: previous registration
Jan 6, 2023 to Apr 4, 2023factForm ADV
→ THRIVENT ADVISOR NETWORK, LLCRegistered adviserregistration: previous registration
Jun 23, 2020 to Dec 31, 2022factForm ADV
→ PKS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Dec 7, 2019 to Jul 2, 2020factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 18, 2018 to Nov 26, 2019factForm ADV

Dated events

Occurred
Apr 4, 2023
Advisor changed firm
Jonathan Lawrence Rice left 49 Financial for Anderson Growth Partners, Llc (registered 2023-04-06)
Form ADVobserved 4 days ago