DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jonathan Lawrence Rice
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Apr 6, 2023
In the industry
11 y
since Jun 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Anderson Growth Partners, LLC other currentsince Apr 6, 2023 · Birmingham, Al
- 49 Financial independent RIAJan 6, 2023 to Apr 4, 2023 · Austin, Tx
- Thrivent Advisor Network, LLC BD affiliatedJun 23, 2020 to Dec 31, 2022 · Dallas, Tx
- Pks Advisory Services, LLC independent RIADec 7, 2019 to Jul 2, 2020 · Albany, Ny
- Equitable Advisors, LLC national BDSep 18, 2018 to Nov 26, 2019 · Madison, Al
Moves
a registration end followed by a registration begin elsewhere
- 49 Financial to Anderson Growth Partners, LLCleft Apr 4, 2023, registered Apr 6, 2023 (2 days) · Other
- Thrivent Advisor Network, LLC to 49 Financialleft Dec 31, 2022, registered Jan 6, 2023 (6 days) · corporate re-registration, not a move
- Pks Advisory Services, LLC to Thrivent Advisor Network, LLCleft Jul 2, 2020, registered Jun 23, 2020 (-9 days) · corporate re-registration, not a move
- Equitable Advisors, LLC to Pks Advisory Services, LLCleft Nov 26, 2019, registered Dec 7, 2019 (11 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
- Jonathan Lawrence Rice left 49 Financial for Anderson Growth Partners, Llc (registered 2023-04-06)Apr 4, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address