DFX Intelligence

L••• J••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

L••• J••• R•••••••••

Advisor at C•••••• S••••••••• M••••••••• I•••

GLEN ALLEN, VA | Alexandria, VA

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Search this name across graphsid dfx:ria:623156a0-b769-730b-7536-ec77b58a5143

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 19, 1992 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 2, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••••••• M••••••••• I•••	Independent wealth	Feb 8, 2018	n/a	yes	Alexandria, VA\|GLEN ALLEN, VA	Current employment
N••• F•••••• A•••• M••••••••• L••	Former SEC adviser	Sep 8, 2007	Jan 4, 2017	no	HERNDON, VA\|SPRINGFIELD, VA\|VIENNA, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••• I••••••••• S•••••••• L••	N••• F•••••• A•••• M••••••••• L••	Dec 5, 2017	Sep 8, 2007	-3,741	Firm change after gap	Other
N••• F•••••• A•••• M••••••••• L••	C•••••• S••••••••• M••••••••• I•••	Jan 4, 2017	Feb 8, 2018

Relationships

Registered with (4)

→ C•••••• S••••••••• M••••••••• I•••Registered adviserregistration: previous registration
May 19, 1992 to Dec 31, 2004factForm ADV
→ N••• F•••••• I••••••••• S•••••••• L••Registered adviserregistration: previous registration
May 22, 2007 to Dec 5, 2017factForm ADV
→ N••• F•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 8, 2007 to Jan 4, 2017factForm ADV
→ F•• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:623156a0-b769-730b-7536-ec77b58a5143
First observed: May 19, 1992
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.