RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• J••• R•••••••••
- Professional profile
- linkedin.com/in/lysa-j-rothenberg-cfp®-5558ba61reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
- Professional profile
- LINKEDIN.COM/IN/L•••-J-R•••••••••-CFP%C2%AE-5558BA61reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- C•••••• S••••••••• M••••••••• I••• independent RIA currentsince Feb 8, 2018 · Alexandria, Va
- N••• F•••••• A•••• M••••••••• L•• formerSep 8, 2007 to Jan 4, 2017 · Herndon, Va
- N••• F•••••• I••••••••• S•••••••• L•• BD affiliatedMay 22, 2007 to Dec 5, 2017 · Vienna, Va
- F•• S••••••••• C••••••••• formerJan 28, 2005 to May 22, 2007 · Mclean, Va
- C•••••• S••••••••• M••••••••• I••• independent RIAMay 19, 1992 to Dec 31, 2004 · Mclean, Va
- N••• F•••••• I••••••••• S•••••••• L•• to N••• F•••••• A•••• M••••••••• L••left Dec 5, 2017, registered Sep 8, 2007 (-3741 days) · Other
- N••• F•••••• A•••• M••••••••• L•• to C•••••• S••••••••• M••••••••• I•••left Jan 4, 2017, registered Feb 8, 2018 (400 days) · Other
- F•• S••••••••• C••••••••• to N••• F•••••• I••••••••• S•••••••• L••left May 22, 2007, registered May 22, 2007 (0 days) · Other
- C•••••• S••••••••• M••••••••• I••• to F•• S••••••••• C•••••••••left Dec 31, 2004, registered Jan 28, 2005 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address