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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Philadelphia, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 30, 2025 | n/a | yes | Philadelphia, PA | Current employment |
| NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | Asset manager | Apr 20, 2020 | Jan 7, 2022 | no | PHILADELPHIA, PA | Previous registration |
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | Former SEC adviser | Apr 13, 2017 | Apr 20, 2020 | no | PHILADELPHIA, PA | Previous registration |
| HARTFORD FUNDS | Asset manager | Oct 14, 2015 | Apr 4, 2017 | no | WAYNE, PA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 21, 2013 | Nov 4, 2013 | no | WAYNE, PA|RADNOR, PA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 22, 2012 | Mar 12, 2013 | no | CONSHOHOCKEN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 7, 2022 | Apr 30, 2025 | 1,209 | Firm change after gap | Other |
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | Apr 20, 2020 | Apr 20, 2020 | 0 | Bulk transfer | Other |
| HARTFORD FUNDS | DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | Apr 4, 2017 | Apr 13, 2017 | 9 | Firm change | Other |
| WELLS FARGO ADVISORS | HARTFORD FUNDS | Nov 4, 2013 | Oct 14, 2015 | 709 | Firm change after gap | Other |