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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Stephen T Glasgow

Advisor at QUINCY WELLS ADVISORS, LLC

Murray, KY | CHICAGO, IL

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Search this name across graphsid dfx:ria:62e94d44-19a3-e78b-0b93-6739a8416dd6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Oct 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: QUINCY WELLS ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 19, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 2
Exams: S65|S63|S66
First exam: Mar 19, 2001
First registration: Oct 13, 2003
Dual registered: yes, broker-dealer
Other names: Stephen Timothy Glasgow|Stephen T Glasgow
IAPD individual key: 4352357

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
QUINCY WELLS ADVISORS, LLC	Independent wealth	Jan 9, 2025	n/a	yes	Murray, KY\|CHICAGO, IL	Current employment
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	Nov 4, 2021	Dec 31, 2024	no	ANN ARBOR, MI\|Boca Raton, FL\|Hopkinsville, KY\|Hopkinsville, KY	Previous registration
SAN BLAS ADVISORY, INC.	Independent wealth	Sep 10, 2021	Nov 4, 2021	no	Boca Raton, FL\|ATLANTA, GA	Previous registration
SB ADVISORY, LLC	Independent wealth	Aug 31, 2021	Nov 4, 2021	no	Boca Raton, FL	Previous registration
SILVER OAK SECURITIES, INC.	Bd affiliated wealth	Jan 15, 2019	Jun 15, 2021	no	Hopkinsville, KY\|JACKSON, TN\|Quincy, IL\|Hopkinsville, KY	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 10, 2012	May 7, 2018	no	Boca Raton, FL	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	May 24, 2010	Dec 31, 2011	no	BOCA RATON, FL\|MURRAY, KY\|Cedar Rapids, IA\|BOCA RATON, FL	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	May 28, 2008	Jun 1, 2010	no	BRENTWOOD, TN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 8, 2005	Aug 2, 2005	no	MURRAY, KY	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Oct 13, 2003	Nov 18, 2005	no	TALLAHASSEE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCORDE ASSET MANAGEMENT, LLC	QUINCY WELLS ADVISORS, LLC	Dec 31, 2024	Jan 9, 2025	9	Firm change	Ibd to RIA
SB ADVISORY, LLC	SAN BLAS ADVISORY, INC.	Nov 4, 2021	Sep 10, 2021	-55	Firm change after gap	RIA to RIA
SAN BLAS ADVISORY, INC.	CONCORDE ASSET MANAGEMENT, LLC	Nov 4, 2021	Nov 4, 2021	0	Firm change	RIA to ibd
SILVER OAK SECURITIES, INC.	SB ADVISORY, LLC	Jun 15, 2021	Aug 31, 2021	77	Firm change	Ibd to RIA
CHARLES SCHWAB & CO., INC.	SILVER OAK SECURITIES, INC.	May 7, 2018	Jan 15, 2019	253	Firm change	Ibd to RIA
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	CHARLES SCHWAB & CO., INC.	Dec 31, 2011	Feb 10, 2012	41	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Jun 1, 2010	May 24, 2010	-8	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	LPL FINANCIAL LLC	Nov 18, 2005	Jun 8, 2005	-163	Firm change after gap	Other
LPL FINANCIAL LLC	VALIC FINANCIAL ADVISORS, INC.	Aug 2, 2005	May 28, 2008	1,030	Firm change after gap	Other

Relationships

Registered with (9)

→ QUINCY WELLS ADVISORS, LLCRegistered adviserregistration: current employment
Jan 9, 2025 to presentfactForm ADV
→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 4, 2021 to Dec 31, 2024factForm ADV
→ SB ADVISORY, LLCRegistered adviserregistration: previous registration
Aug 31, 2021 to Nov 4, 2021factForm ADV
→ SAN BLAS ADVISORY, INC.Registered adviserregistration: previous registration
Sep 10, 2021 to Nov 4, 2021factForm ADV
→ SILVER OAK SECURITIES, INC.Registered adviserregistration: previous registration
Jan 15, 2019 to Jun 15, 2021factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Feb 10, 2012 to May 7, 2018factForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 24, 2010 to Dec 31, 2011factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
May 28, 2008 to Jun 1, 2010factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 8, 2005 to Aug 2, 2005factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Stephen T Glasgow left Concorde Asset Management, Llc for Quincy Wells Advisors, Llc (registered 2025-01-09)
Form ADVobserved 4 days ago