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RIA / WealthAdvisorCertified Financial Planner15 years in industry

BRIAN Christopher WAGNON

Advisor at FACET

Spokane, WA | WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:631e7f6c-c101-9b12-089d-dc86b502eba2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 1, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FACET
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 30, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 30, 2011
First registration: Jul 1, 2011
Dual registered: no
Other names: BRIAN CHRISTOPHER WAGNON|BRIAN C WAGNON
IAPD individual key: 5918409

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Facet	Independent wealth	Sep 15, 2020	n/a	yes	WEST PALM BEACH, FL\|Spokane, WA	Current employment
HART CAPITAL MANAGEMENT, INC.	Former SEC adviser	Aug 31, 2018	Sep 10, 2020	no	SPOKANE, WA	Previous registration
HART CAPITAL MANAGEMENT, INC.	Former SEC adviser	Jul 13, 2016	Dec 31, 2017	no	Spokane, WA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 20, 2015	Apr 1, 2016	no	SPOKANE, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 1, 2011	Feb 6, 2013	no	SPOKANE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HART CAPITAL MANAGEMENT, INC.	Facet	Sep 10, 2020	Sep 15, 2020	5	Firm change	RIA to RIA
CETERA INVESTMENT ADVISERS LLC	HART CAPITAL MANAGEMENT, INC.	Apr 1, 2016	Jul 13, 2016	103	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CETERA INVESTMENT ADVISERS LLC	Feb 6, 2013	Jan 20, 2015	713	Firm change after gap	Other

Relationships

Registered with (4)

→ FACETRegistered adviserregistration: current employment
Sep 15, 2020 to presentfactForm ADV
→ HART CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 31, 2018 to Sep 10, 2020factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 20, 2015 to Apr 1, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 1, 2011 to Feb 6, 2013factForm ADV

Dated events

No dated event names this entity yet.