DFX Intelligence

S••••• D•• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

S••••• D•• H•••••••••

Advisor at U••••• B•••••••• S••••••• I••

Lincolnton, NC | Greer, SC

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Search this name across graphsid dfx:ria:632391e2-bf17-ffd3-1dd4-dad933cab86d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• B•••••••• S••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 5, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• B•••••••• S••••••• I••	Bd affiliated wealth	Jan 19, 2021	n/a	yes	Lincolnton, NC\|Greer, SC	Current employment
E••••• J••••	National bd RIA	Aug 12, 2019	Jan 12, 2021	no	Greenville, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	U••••• B•••••••• S••••••• I••	Jan 12, 2021	Jan 19, 2021	7	Firm change	Ibd to ibd
J••••• H•••••••• W••• L••••• L••	E••••• J••••	Jan 11, 2019	Aug 12, 2019

Relationships

Registered with (6)

→ U••••• B•••••••• S••••••• I••Registered adviserregistration: current employment
Jan 19, 2021 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 12, 2019 to Jan 12, 2021factForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
Feb 16, 2012 to Jan 11, 2019factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:632391e2-bf17-ffd3-1dd4-dad933cab86d
First observed: Mar 31, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.