DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Samuel Dyk Hershberger
Feed of 09/15/2026
Also filed as Sam Hershberger
At current firm
5 y
since Jan 19, 2021
In the industry
39 y
since Aug 5, 1987 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- United Brokerage Services Inc BD affiliated currentsince Jan 19, 2021 · Lincolnton, Nc
- Edward Jones national BDAug 12, 2019 to Jan 12, 2021 · Greenville, Sc
- J.J.B. Hilliard, W.L. Lyons, LLC formerFeb 16, 2012 to Jan 11, 2019 · Greenville, Sc
- Ameriprise Financial Services, LLC national BDMay 3, 2011 to Feb 21, 2012 · Hilton Head, Sc
- Morgan Stanley wirehouseJun 1, 2009 to Jan 31, 2011 · Savannah, Ga
- Citigroup Global Markets Inc. BD affiliatedMar 31, 2003 to Jun 1, 2009 · Savannah, Ga
Moves
a registration end followed by a registration begin elsewhere
- Edward Jones to United Brokerage Services Incleft Jan 12, 2021, registered Jan 19, 2021 (7 days) · Affiliated broker-dealer or bank to another
- J.J.B. Hilliard, W.L. Lyons, LLC to Edward Jonesleft Jan 11, 2019, registered Aug 12, 2019 (213 days) · RIA to affiliated broker-dealer or bank
- Ameriprise Financial Services, LLC to J.J.B. Hilliard, W.L. Lyons, LLCleft Feb 21, 2012, registered Feb 16, 2012 (-5 days) · Other
- Morgan Stanley to Ameriprise Financial Services, LLCleft Jan 31, 2011, registered May 3, 2011 (92 days) · Wirehouse to affiliated broker-dealer or bank
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address