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RIA / WealthAdvisor29 years in industry

CRAIG MICHAEL CONNOLLY

Advisor at UNITED ADVISOR GROUP

CINCINNATI, OH | Cincinnati, OH

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Search this name across graphsid dfx:ria:632bc285-68e7-7c1f-ea1e-d0646aae9329

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED ADVISOR GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 2, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 2, 1997
First registration: Jul 13, 2001
Dual registered: no
IAPD individual key: 2816098

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED ADVISOR GROUP	Independent wealth	Feb 10, 2023	n/a	yes	CINCINNATI, OH\|Cincinnati, OH	Current employment
THURSTON SPRINGER ADVISORS	Bd affiliated wealth	Nov 25, 2020	Feb 23, 2023	no	Cincinnati, OH\|INDIANAPOLIS, IN	Previous registration
THURSTON SPRINGER FINANCIAL	Former SEC adviser	Jun 5, 2017	Jul 6, 2021	no	Cincinnati, OH\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
STONEX ADVISORS INC.	Bd affiliated wealth	Jan 30, 2015	Jun 7, 2017	no	BIRMINGHAM, AL	Previous registration
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Former SEC adviser	Aug 4, 2006	Jan 30, 2015	no	CINCINNATI, OH\|YOUNGSTOWN, OH\|YOUNGSTOWN, OH	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 23, 2004	Aug 23, 2006	no	CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH	Previous registration
CAMBRIDGE INVESTMENT RESEARCH, INC.	n/a	Jul 13, 2001	Dec 15, 2004	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THURSTON SPRINGER ADVISORS	UNITED ADVISOR GROUP	Feb 23, 2023	Feb 10, 2023	-13	Firm change	Ibd to new firm
THURSTON SPRINGER FINANCIAL	THURSTON SPRINGER ADVISORS	Jul 6, 2021	Nov 25, 2020	-223	Firm change after gap	Ibd to ibd
STONEX ADVISORS INC.	THURSTON SPRINGER FINANCIAL	Jun 7, 2017	Jun 5, 2017	-2	Firm change	Other
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	STONEX ADVISORS INC.	Jan 30, 2015	Jan 30, 2015	0	Bulk transfer	Other
WOODBURY FINANCIAL SERVICES, INC.	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Aug 23, 2006	Aug 4, 2006	-19	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH, INC.	WOODBURY FINANCIAL SERVICES, INC.	Dec 15, 2004	Nov 23, 2004	-22	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
299201:324205:IN:2023-02-23	Feb 23, 2023	Feb 10, 2023	INDIANAPOLIS, IN	Firm change
8478:299201:IN:2021-07-06	Jul 6, 2021	Nov 25, 2020	INDIANAPOLIS, IN	Firm change after gap
174182:8478:AL:2017-06-07	Jun 7, 2017	Jun 5, 2017	BIRMINGHAM, AL	Firm change

Relationships

Registered with (7)

→ UNITED ADVISOR GROUPRegistered adviserregistration: current employment
Feb 10, 2023 to presentfactForm ADV
→ THURSTON SPRINGER ADVISORSRegistered adviserregistration: previous registration
Nov 25, 2020 to Feb 23, 2023factForm ADV
→ THURSTON SPRINGER FINANCIALRegistered adviserregistration: previous registration
Jun 5, 2017 to Jul 6, 2021factForm ADV
→ STONEX ADVISORS INC.Registered adviserregistration: previous registration
Jan 30, 2015 to Jun 7, 2017factForm ADV
→ STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Aug 4, 2006 to Jan 30, 2015factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 23, 2004 to Aug 23, 2006factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH, INC.Registered adviserregistration: previous registration
Jul 13, 2001 to Dec 15, 2004factForm ADV

Dated events

Occurred
Feb 23, 2023
Advisor changed firm
Craig Michael Connolly left Thurston Springer Advisors for United Advisor Group (registered 2023-02-10)
Form ADVobserved 4 days ago