DFX Intelligence

M••••••• M•••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

M••••••• M•••• L••••••••

Advisor at T•• A•••••••• G••••

Highlands Ranch, CO | LAS VEGAS, NV

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Search this name across graphsid dfx:ria:6349481e-bb91-82d2-83ba-9864d14e5c0a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Dec 21, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• G••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• G••••	Bd affiliated wealth	May 14, 2026	n/a	yes	LAS VEGAS, NV\|Highlands Ranch, CO	Current employment
B•••••• R•• W••••• A••••••• L••	State registered	Feb 17, 2026	Jun 11, 2026	no	MISSION, KS\|Highlands Ranch, CO\|LENEXA, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• R•• W••••• A••••••• L••	T•• A•••••••• G••••	Jun 11, 2026	May 14, 2026	-28	Firm change	Other
C••••••• P•••••••• I•••	B•••••• R•• W••••• A••••••• L••	Oct 23, 2025	Feb 17, 2026

Relationships

Registered with (6)

→ T•• A•••••••• G••••Registered adviserregistration: current employment
May 14, 2026 to presentfactForm ADV
→ B•••••• R•• W••••• A••••••• L••Registered adviserregistration: previous registration
Feb 17, 2026 to Jun 11, 2026factForm ADV
→ C••••••• P•••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2025 to Oct 23, 2025factForm ADV
→ M••••• F••• W••••• M••••••••• L••

Dated events

Occurred
Jun 11, 2026
Advisor changed firm
M••••••• M•••• L•••••••• left B•••••• R•• W••••• A••••••• L•• for T•• A•••••••• G•••• (registered 2026-05-14)
Form ADVobserved 7 days ago
Occurred
Oct 23, 2025
Advisor changed firm
M••••••• M•••• L•••••••• left C••••••• P•••••••• I••• for B•••••• R•• W••••• A••••••• L•• (registered 2026-02-17)
Form ADVobserved 7 days ago
Occurred
Apr 9, 2025
Advisor changed firm
M••••••• M•••• L•••••••• left M••••• F••• W••••• M••••••••• L•• for C••••••• P•••••••• I••• (registered 2025-04-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6349481e-bb91-82d2-83ba-9864d14e5c0a
First observed: Dec 21, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.