DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• M•••• L••••••••

T•• A•••••••• G••••BD affiliatedHighlands Ranch, Co dual registrantIAPD 4661731

Certified Financial Planner

Feed of 09/15/2026

Also filed as M••••••• M•••• Reese

At current firm

0 y

since May 14, 2026

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• A•••••••• G•••• BD affiliated current
since May 14, 2026 · Las Vegas, Nv
B•••••• R•• W••••• A••••••• L•• state registered
Feb 17, 2026 to Jun 11, 2026 · Mission, Ks
C••••••• P•••••••• I••• independent RIA
Apr 4, 2025 to Oct 23, 2025 · New York, Ny
M••••• F••• W••••• M••••••••• L•• independent RIA
Dec 24, 2020 to Apr 9, 2025 · Denver, Co
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 18, 2020 to Nov 16, 2020 · Greenwood Village, Co
S•••• M•••• G••••• L•• independent RIA
Aug 6, 2018 to Apr 14, 2020 · Centennial, Co
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 21, 2017 to Jul 17, 2018 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

B•••••• R•• W••••• A••••••• L•• to T•• A•••••••• G••••
left Jun 11, 2026, registered May 14, 2026 (-28 days) · Other
C••••••• P•••••••• I••• to B•••••• R•• W••••• A••••••• L••
left Oct 23, 2025, registered Feb 17, 2026 (117 days) · RIA to a state-registered adviser
M••••• F••• W••••• M••••••••• L•• to C••••••• P•••••••• I•••
left Apr 9, 2025, registered Apr 4, 2025 (-5 days) · RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• F••• W••••• M••••••••• L••
left Nov 16, 2020, registered Dec 24, 2020 (38 days) · Wirehouse to independent RIA
S•••• M•••• G••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 14, 2020, registered May 18, 2020 (34 days) · RIA to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••• M•••• G••••• L••
left Jul 17, 2018, registered Aug 6, 2018 (20 days) · Wirehouse to independent RIA

Signals

M••••••• M•••• L•••••••• left B•••••• R•• W••••• A••••••• L•• for T•• A•••••••• G•••• (registered 2026-05-14)
Jun 11, 2026 · Advisor changed firm · fact
M••••••• M•••• L•••••••• left C••••••• P•••••••• I••• for B•••••• R•• W••••• A••••••• L•• (registered 2026-02-17)
Oct 23, 2025 · Advisor changed firm · fact
M••••••• M•••• L•••••••• left M••••• F••• W••••• M••••••••• L•• for C••••••• P•••••••• I••• (registered 2025-04-04)
Apr 9, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address