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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

GORDON WESTCOTT PRICE

Advisor at RAYMOND JAMES INVESTMENT MANAGEMENT

Apex, NC | ST PETERSBURG, FL

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Search this name across graphsid dfx:ria:6362b17c-b3cf-52cf-f13e-e2836ca37258

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Sep 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES INVESTMENT MANAGEMENT
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 6, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 6, 2005
First registration: Sep 8, 2005
Dual registered: yes, broker-dealer
Other names: WES PRICE|GORDON WESTCOTT PRICE|Gordon W Price|G. Westcott Price
IAPD individual key: 4984731

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES INVESTMENT MANAGEMENT	Asset manager	Jul 8, 2026	n/a	yes	Apex, NC\|ST PETERSBURG, FL	Current employment
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 4, 2025	Jun 23, 2025	no	APEX, NC\|PLYMOUTH, MN	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 2, 2023	Feb 10, 2025	no	SPRINGFIELD, MA\|Apex, NC	Previous registration
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Sep 17, 2018	Feb 8, 2023	no	DOYLESTOWN, PA\|PRINCETON, NJ\|Cary, NC\|Apex, NC	Previous registration
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Oct 30, 2007	Sep 11, 2018	no	PRINCETON, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 28, 2006	Oct 24, 2007	no	PENNINGTON, NJ	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 8, 2005	Nov 23, 2005	no	PRINCETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	RAYMOND JAMES INVESTMENT MANAGEMENT	Jun 23, 2025	Jul 8, 2026	380	Firm change	Other
MML INVESTORS SERVICES, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Feb 10, 2025	Apr 4, 2025	53	Firm change	Ibd to ibd
ADVISORS ASSET MANAGEMENT, INC.	MML INVESTORS SERVICES, LLC	Feb 8, 2023	Mar 2, 2023	22	Firm change	Other
BLACKROCK INVESTMENT MANAGEMENT, LLC	ADVISORS ASSET MANAGEMENT, INC.	Sep 11, 2018	Sep 17, 2018	6	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BLACKROCK INVESTMENT MANAGEMENT, LLC	Oct 24, 2007	Oct 30, 2007	6	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 23, 2005	Apr 28, 2006	156	Firm change	Ibd to wirehouse

Relationships

Registered with (7)

→ RAYMOND JAMES INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
Jul 8, 2026 to presentfactForm ADV
→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 4, 2025 to Jun 23, 2025factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 2, 2023 to Feb 10, 2025factForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 17, 2018 to Feb 8, 2023factForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 30, 2007 to Sep 11, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 28, 2006 to Oct 24, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 8, 2005 to Nov 23, 2005factForm ADV

Dated events

Occurred
Jun 23, 2025
Advisor changed firm
Gordon Westcott Price left Wealth Enhancement Advisory Services, Llc for Raymond James Investment Management (registered 2026-07-08)
Form ADVobserved 5 days ago
Occurred
Feb 10, 2025
Advisor changed firm
Gordon Westcott Price left Mml Investors Services, Llc for Wealth Enhancement Advisory Services, Llc (registered 2025-04-04)
Form ADVobserved 5 days ago
Occurred
Feb 8, 2023
Advisor changed firm
Gordon Westcott Price left Advisors Asset Management, Inc. for Mml Investors Services, Llc (registered 2023-03-02)
Form ADVobserved 5 days ago