DFX Intelligence

R•••••• L•• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant34 years in industry

R•••••• L•• L•••

Advisor at V••••• C•••••• M••••••••• L••

BRENTWOOD, TN | GREENWOOD VILLIAGE, CO

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• C•••••• M••••••••• L••	Independent wealth	Jul 30, 2019	n/a	yes	BRENTWOOD, TN\|GREENWOOD VILLIAGE, CO	Current employment
C•••••• A••••••• S•••••••• L••	Independent wealth	Aug 9, 2018	Mar 5, 2019	no	Greenwood Village, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A••••••• S•••••••• L••	V••••• C•••••• M••••••••• L••	Mar 5, 2019	Jul 30, 2019	147	Firm change	RIA to RIA
F•••• A••••••• N•••••••• L••	C•••••• A••••••• S•••••••• L••	Aug 9, 2018	Aug 9, 2018

Relationships

Registered with (4)

→ V••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jul 30, 2019 to presentfactForm ADV
→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 9, 2018 to Mar 5, 2019factForm ADV
→ F•••• A••••••• N•••••••• L••Registered adviserregistration: previous registration
Apr 27, 2016 to Aug 9, 2018factForm ADV
→ C•••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 15, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.