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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Colman Peter Flanagan

Advisor at HARTFORD FUNDS

Austin, TX | WAYNE, PA

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Search this name across graphsid dfx:ria:63c936a4-1e6b-5c0c-2f2f-7d905e191379

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 20, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARTFORD FUNDS
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 6, 2015
First registration: Mar 20, 2017
Dual registered: yes, broker-dealer
IAPD individual key: 6400335

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARTFORD FUNDS	Asset manager	May 22, 2025	n/a	yes	Austin, TX\|WAYNE, PA	Current employment
PACER ADVISORS, INC.	Asset manager	Dec 14, 2022	Apr 29, 2025	no	MALVERN, PA\|Houston, TX	Previous registration
AMUNDI ASSET MANAGEMENT US, INC.	Former SEC adviser	Dec 15, 2020	Dec 2, 2022	no	BOSTON, MA	Previous registration
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Former SEC adviser	Mar 20, 2017	Dec 31, 2020	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PACER ADVISORS, INC.	HARTFORD FUNDS	Apr 29, 2025	May 22, 2025	23	Firm change	Other
AMUNDI ASSET MANAGEMENT US, INC.	PACER ADVISORS, INC.	Dec 2, 2022	Dec 14, 2022	12	Firm change	Other
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	AMUNDI ASSET MANAGEMENT US, INC.	Dec 31, 2020	Dec 15, 2020	-16	Bulk transfer	Other

Relationships

Registered with (4)

→ HARTFORD FUNDSRegistered adviserregistration: current employment
May 22, 2025 to presentfactForm ADV
→ PACER ADVISORS, INC.Registered adviserregistration: previous registration
Dec 14, 2022 to Apr 29, 2025factForm ADV
→ AMUNDI ASSET MANAGEMENT US, INC.Registered adviserregistration: previous registration
Dec 15, 2020 to Dec 2, 2022factForm ADV
→ AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 20, 2017 to Dec 31, 2020factForm ADV

Dated events

Occurred
Apr 29, 2025
Advisor changed firm
Colman Peter Flanagan left Pacer Advisors, Inc. for Hartford Funds (registered 2025-05-22)
Form ADVobserved 6 days ago
Occurred
Dec 2, 2022
Advisor changed firm
Colman Peter Flanagan left Amundi Asset Management Us, Inc. for Pacer Advisors, Inc. (registered 2022-12-14)
Form ADVobserved 6 days ago