DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••••• F•••••••• S••••••••• L••
Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••••• F•••••••• S••••••••• L•• | Independent wealth | Oct 24, 2025 | n/a | yes | Chicago, IL | Current employment |
| G•• S••••••••• I••• | Bd affiliated wealth | May 30, 2006 | Dec 31, 2008 | no | OAKBROOK, IL|PALM BEACH GARDENS, FL|OAK BROOK, IL|PALM BEACH GARDENS, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• A••••••• | P•• A•••• M••••••••• I•• | Nov 17, 2025 | Jan 4, 2005 | -7,622 | Firm change after gap | Other |
| G•• S••••••••• I••• | F••••••• F•••••••• S••••••••• L•• | Dec 31, 2008 | Oct 24, 2025 |
| P•• A•••• M••••••••• I•• | n/a | Jan 4, 2005 | Jun 3, 2005 | no | JOLIET, IL | Previous registration |
| I••••••••• F•••••••• A••••••• | Independent wealth | Feb 26, 2003 | Nov 17, 2025 | no | OAKBROOK, IL|Chicago, IL|Chicago, IL|NEW LENOX, IL | Previous registration |
| P•• S••••••••• C••••••••• | n/a | Sep 18, 2002 | Dec 31, 2004 | no | JOLIET, IL | Previous registration |
| P•• A•••• M••••••••• I•• | n/a | Mar 23, 2001 | Sep 17, 2002 | no | JOLIET , IL | Previous registration |
| H••••••• C•••••• M••••••••• I•• | Former SEC adviser | Jan 12, 1998 | Dec 31, 2002 | no | JOLIET, IL | Previous registration |
| 6,141 |
| Firm change after gap |
| Other |
| P•• A•••• M••••••••• I•• | G•• S••••••••• I••• | Jun 3, 2005 | May 30, 2006 | 361 | Firm change | Other |
| P•• S••••••••• C••••••••• | I••••••••• F•••••••• A••••••• | Dec 31, 2004 | Feb 26, 2003 | -674 | Firm change after gap | Other |
| H••••••• C•••••• M••••••••• I•• | P•• A•••• M••••••••• I•• | Dec 31, 2002 | Mar 23, 2001 | -648 | Firm change after gap | Other |
| P•• A•••• M••••••••• I•• | P•• S••••••••• C••••••••• | Sep 17, 2002 | Sep 18, 2002 | 1 | Firm change | Other |