DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joanne Marie Woiteshek
Feed of 09/14/2026
Also filed as Joanne Marie Siffermann
At current firm
0 y
since Oct 24, 2025
In the industry
35 y
since Aug 1, 1991 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Founders Financial Securities, LLC independent RIA currentsince Oct 24, 2025 · Chicago, Il
- Gwn Securities Inc. BD affiliatedMay 30, 2006 to Dec 31, 2008 · Oakbrook, Il
- Pmg Asset Management Inc unclassifiedJan 4, 2005 to Jun 3, 2005 · Joliet, Il
- Interactive Financial Advisors independent RIAFeb 26, 2003 to Nov 17, 2025 · Oakbrook, Il
- Pmg Securities Corporation unclassifiedSep 18, 2002 to Dec 31, 2004 · Joliet, Il
- Pmg Asset Management Inc unclassifiedMar 23, 2001 to Sep 17, 2002 · Joliet , Il
- Heritage Capital Management Inc formerJan 12, 1998 to Dec 31, 2002 · Joliet, Il
Moves
a registration end followed by a registration begin elsewhere
- Interactive Financial Advisors to Pmg Asset Management Incleft Nov 17, 2025, registered Jan 4, 2005 (-7622 days) · Other
- Gwn Securities Inc. to Founders Financial Securities, LLCleft Dec 31, 2008, registered Oct 24, 2025 (6141 days) · Other
- Pmg Asset Management Inc to Gwn Securities Inc.left Jun 3, 2005, registered May 30, 2006 (361 days) · Other
- Pmg Securities Corporation to Interactive Financial Advisorsleft Dec 31, 2004, registered Feb 26, 2003 (-674 days) · Other
- Heritage Capital Management Inc to Pmg Asset Management Incleft Dec 31, 2002, registered Mar 23, 2001 (-648 days) · Other
- Pmg Asset Management Inc to Pmg Securities Corporationleft Sep 17, 2002, registered Sep 18, 2002 (1 days) · Other
Signals
- Joanne Marie Woiteshek left Interactive Financial Advisors for Pmg Asset Management Inc (registered 2005-01-04)Nov 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address