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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

ONEASCENT INVESTMENT SOLUTIONS, LLC

CRD 285512

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6454a35b-9b2b-171b-69a5-7d71799904af

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 9
On other graphs: 0
Observed: Feb 20, 2017 to Mar 12, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.02 fund_share=0.98 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $987MItem 5.F on the latest filing (2026-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $987M
Private client RAUM: $15.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $987Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 27
Advisory employees: 9
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 47
Individual clients: 6
High net worth clients: 3
SEC number: 801-110054
CRD: 285512
Filings on the tape: 23
First filed: Feb 20, 2017
Latest filed: Mar 12, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Brian Scott Watson	Chartered Financial Analyst	BIRMINGHAM, AL	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Grubb, Robert, Wayne	CHIEF OPERATING OFFICER	Na	yes	02/2017	Mar 28, 2019	Mar 15, 2024
ONEASCENT HOLDINGS, LLC	MANAGING MEMBER	E	yes	02/2017	Feb 20, 2017	Mar 15, 2024
Pearson, Coleman, James	President	Na	yes	01/2022	Mar 31, 2022	Mar 15, 2024
PEARSON, HARRY, NOBLE	Owner	E	yes	02/2016	Mar 28, 2019	Mar 15, 2024
PEARSON, HARRY, NOBLE	MANAGING MEMBER	Na	yes	02/2017	Mar 28, 2019	Mar 15, 2024
SWAYZE, ASHLEIGH, COOPER	CHIEF COMPLIANCE OFFICER	Na	yes	02/2017	Feb 20, 2017	Mar 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ONEASCENT FINANCIAL SERVICES LLC	n/a	Independent wealth	$3.5B	N	yes	n/a
ONEASCENT FAMILY OFFICE LLC	n/a	Mixed wealth	$544M	Y	yes	n/a
ONEASCENT WEALTH MANAGEMENT LLC	n/a	Independent wealth	$476M	N	yes	n/a
ONEASCENT CAPITAL LLC	n/a	Asset manager	$55.6M	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Frisco	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$987M	$987M	27	9	1	n/a	n/a
2024	Mar 18, 2025	$640M	$638M	9	8	1	n/a	n/a
2023	Mar 14, 2024	$457M	$457M	10	8	1	n/a	n/a
2022	Mar 10, 2023	$314M	$314M	13	8	1	n/a	n/a
2021	Mar 31, 2022	$118M	$118M	12	8	0	n/a	n/a
2020	Mar 31, 2021	$43.4M	$43.4M	5	4	0	n/a	n/a
2019	Mar 26, 2020	$24.6M	$24.6M	2	1	0	n/a	n/a
2018	Mar 28, 2019	n/a	n/a	2	1	0	n/a	n/a
2017	May 1, 2018	n/a	n/a	2	1	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$987M	$640M	54.3%	$314M	46.6%	27	9	1	1

Relationships

Affiliated with (8)

← ONEASCENT FINANCIAL SERVICES LLCRegistered adviserother investment adviser, common control
factForm ADV
← ONEASCENT WEALTH MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← ONEASCENT FAMILY OFFICESRegistered adviserother investment adviser, common control
factForm ADV
← ONEASCENT CAPITALRegistered adviserother investment adviser, common control
factForm ADV
→ ONEASCENT FINANCIAL SERVICES LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ONEASCENT WEALTH MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ ONEASCENT CAPITALRegistered adviserother investment adviser, control, common control
factForm ADV
→ ONEASCENT FAMILY OFFICESRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (1)

← Brian Scott WatsonAdvisorregistration: current employment
Mar 31, 2025 to presentfactForm ADV

Controls (5)

← PEARSON, HARRY, NOBLEOwnerOWNER, ownership code E, individual
Mar 28, 2019 to Mar 15, 2024factForm ADV
← SWAYZE, ASHLEIGH, COOPEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 20, 2017 to Mar 15, 2024factForm ADV
← Grubb, Robert, WayneOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 28, 2019 to Mar 15, 2024factForm ADV
← Pearson, Coleman, JamesOwnerPRESIDENT, ownership code NA, individual
Mar 31, 2022 to Mar 15, 2024factForm ADV
← ONEASCENT HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Feb 20, 2017 to Mar 15, 2024factForm ADV

Dated events

Occurred
Mar 12, 2026
Regulatory AUM changed
Oneascent Investment Solutions, Llc reported RAUM $987.2M, up 54% from $639.8M (2025-03-18 to 2026-03-12)
Form ADVobserved 6 days ago
$347M
Occurred
Mar 18, 2025
Regulatory AUM changed
Oneascent Investment Solutions, Llc reported RAUM $639.8M, up 40% from $457.2M (2024-03-15 to 2025-03-18)
Form ADVobserved 6 days ago
$183M
Occurred
Mar 14, 2024
Regulatory AUM changed
Oneascent Investment Solutions, Llc reported RAUM $457.2M, up 46% from $313.6M (2023-03-10 to 2024-03-14)
Form ADVobserved 6 days ago
$144M
Occurred
Mar 10, 2023
Regulatory AUM changed
Oneascent Investment Solutions, Llc reported RAUM $313.6M, up 166% from $117.9M (2022-06-29 to 2023-03-10)
Form ADVobserved 6 days ago
$196M
Occurred
Mar 31, 2022
Control person joined
James Coleman Pearson (President) appeared on Schedule A of Oneascent Investment Solutions, Llc
Form ADVobserved 6 days ago
Occurred
Mar 28, 2019
Control person joined
Noble Harry Pearson (Owner) appeared on Schedule A of Oneascent Investment Solutions, Llc
Form ADVobserved 6 days ago
Occurred
Mar 28, 2019
Control person joined
Wayne Robert Grubb (Chief Operating Officer) appeared on Schedule A of Oneascent Investment Solutions, Llc
Form ADVobserved 6 days ago
Occurred
Mar 28, 2019
Control person left
Thaddaeus Darren Munn (Ceo/Managing Member) no longer on Schedule A of Oneascent Investment Solutions, Llc (listed 2018-08-30, absent 2019-03-28)
Form ADVobserved 6 days ago
Occurred
Feb 20, 2017
First Form ADV filing
Oneascent Financial Solutions Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6454a35b-9b2b-171b-69a5-7d71799904af
First observed: Feb 20, 2017
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ONEASCENT INVESTMENT SOLUTIONS, LLC

CRD 285512

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6454a35b-9b2b-171b-69a5-7d71799904af

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Brian Scott Watson

Chartered Financial Analyst

BIRMINGHAM, AL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Grubb, Robert, Wayne

CHIEF OPERATING OFFICER

yes

02/2017

Mar 28, 2019

Mar 15, 2024

ONEASCENT HOLDINGS, LLC

MANAGING MEMBER

yes

02/2017

Feb 20, 2017

Mar 15, 2024

Pearson, Coleman, James

President

yes

01/2022

Mar 31, 2022

Mar 15, 2024

PEARSON, HARRY, NOBLE

Owner

yes

02/2016

Mar 28, 2019

Mar 15, 2024

PEARSON, HARRY, NOBLE

MANAGING MEMBER

yes

02/2017

Mar 28, 2019

Mar 15, 2024

SWAYZE, ASHLEIGH, COOPER

CHIEF COMPLIANCE OFFICER

yes

02/2017

Feb 20, 2017

Mar 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ONEASCENT FINANCIAL SERVICES LLC

n/a

Independent wealth

$3.5B

yes

n/a

ONEASCENT FAMILY OFFICE LLC

n/a

Mixed wealth

$544M

yes

n/a

ONEASCENT WEALTH MANAGEMENT LLC

n/a

Independent wealth

$476M

yes

n/a

ONEASCENT CAPITAL LLC

n/a

Asset manager

$55.6M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Frisco

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$987M

n/a

2024

Mar 18, 2025

$640M

$638M

n/a

2023

Mar 14, 2024

$457M

n/a

2022

Mar 10, 2023

$314M

n/a

2021

Mar 31, 2022

$118M

n/a

2020

Mar 31, 2021

$43.4M

n/a

2019

Mar 26, 2020

$24.6M

n/a

2018

Mar 28, 2019

n/a

2017

May 1, 2018

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$987M

$640M

54.3%

$314M

46.6%