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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ONEASCENT WEALTH MANAGEMENT

ONEASCENT WEALTH MANAGEMENT LLC, CRD 308057

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c076e67-83bf-a822-7ffb-0d1c5c7c8f72

Data as of Aug 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 10
On other graphs: 0
Observed: Apr 8, 2020 to Aug 14, 2026
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $476MItem 5.F on the latest filing (2026-08-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $466M
Private client RAUM: $455MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $39.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 23
Advisory employees: 12
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 2,616
Individual clients: 790
High net worth clients: 126
Custody, client assets: $36.9M
SEC number: 801-118682
CRD: 308057
Filings on the tape: 41
First filed: Apr 8, 2020
Latest filed: Aug 14, 2026
Organised: Limited Liability Company, DE
Website: oneascent.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RANDALL HEATH MORRIS	Certified Financial Planner	BIRMINGHAM, AL	6	24	3	no
ROBERT HAYS LATIMER	Certified Financial Planner	BIRMINGHAM, AL	6	21	3	no
Gary Chadwick Harrison	n/a	BIRMINGHAM, AL	4	18	n/a	no
Martin Nicole Smith	n/a	BIRMINGHAM, AL	2	12	2	no
Faustino Theodore Munoz	Certified Financial Planner	BIRMINGHAM, AL \| Pensacola, FL	1	12	1	no
Samuel James Jauregui	n/a	BIRMINGHAM, AL	1	11	n/a	no
Michael Chandler Key	n/a	BIRMINGHAM, AL	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLAUD, THOMAS, JAMES	CHIEF COMPLIANCE OFFICER	Na	yes	08/2022	Aug 12, 2022	Apr 25, 2024
Grubb, Robert, Wayne	CHIEF OPERATING OFFICER	Na	yes	04/2020	Aug 13, 2020	Apr 25, 2024
ONEASCENT HOLDINGS LLC	Owner	E	yes	04/2021	May 11, 2021	Apr 25, 2024
PEARSON, HARRY, NOBLE	MANAGING MEMBER	E	yes	04/2021	Apr 8, 2020	Apr 25, 2024
PEARSON, HARRY, NOBLE	MANAGING MEMBER	Na	yes	04/2020	Apr 8, 2020	Apr 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ONEASCENT FINANCIAL SERVICES LLC	n/a	Independent wealth	$3.5B	N	no	n/a
ONEASCENT INVESTMENT SOLUTIONS, LLC	n/a	Asset manager	$987M	N	yes	n/a
ONEASCENT FAMILY OFFICE LLC	n/a	Mixed wealth	$544M	N	yes	n/a
ONEASCENT CAPITAL LLC	n/a	Asset manager	$55.6M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
INDIAN HARBOR BEACH	FL	United States	1	no
Pensacola	FL	United States	1	no
Albany	Ga	United States	1	no
MYRTLE BEACH	Sc	United States	1	no
Columbia	Tn	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026	$476M	$466M	23	12	5	n/a	n/a
2024	Mar 20, 2025	$432M	$420M	24	9	4	n/a	n/a
2023	Mar 19, 2024	$521M	$515M	32	11	5	n/a	n/a
2022	Mar 24, 2023	$471M	$461M	37	14	5	n/a	n/a
2021	Mar 31, 2022	$385M	$381M	30	12	4	n/a	n/a
2020	Mar 31, 2021	$265M	$265M	12	9	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	16.7%	0	1	0	1	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$476M	$432M	10.2%	$471M	0.3%	23	24	5	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ONEASCENT FINANCIAL SERVICES LLC	3	Jul 16, 2020	Jul 10, 2020	BIRMINGHAM, AL	Team lift out	RIA to new firm	25.0%

Relationships

Affiliated with (8)

→ ONEASCENT FINANCIAL SERVICES LLCRegistered adviserother investment adviser
factForm ADV
→ ONEASCENT INVESTMENT SOLUTIONS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ONEASCENT CAPITALRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ONEASCENT FAMILY OFFICESRegistered adviserother investment adviser, common control
factForm ADV
← ONEASCENT FINANCIAL SERVICES LLCRegistered adviserother investment adviser, common control
factForm ADV
← ONEASCENT FAMILY OFFICESRegistered adviserother investment adviser, common control
factForm ADV
← ONEASCENT CAPITALRegistered adviserother investment adviser, common control
factForm ADV
← ONEASCENT INVESTMENT SOLUTIONS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (18)

← Michael Chandler KeyAdvisorregistration: current employment
Apr 6, 2026 to presentfactForm ADV
← MARK LEE TEVEBAUGHAdvisorregistration: current employment
Sep 11, 2025 to presentfactForm ADV
← Samuel James JaureguiAdvisorregistration: current employment
Sep 4, 2025 to presentfactForm ADV
← JUSTIN CHARLES CRAMERAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← Faustino Theodore MunozAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← Martin Nicole SmithAdvisorregistration: current employment
Feb 15, 2024 to presentfactForm ADV
← Gary Chadwick HarrisonAdvisorregistration: current employment
Feb 17, 2022 to presentfactForm ADV
← THOMAS EDWARD POWELLAdvisorregistration: current employment
May 7, 2021 to presentfactForm ADV
← RANDALL HEATH MORRISAdvisorregistration: current employment
Jul 10, 2020 to presentfactForm ADV
← ROBERT HAYS LATIMERAdvisorregistration: current employment
Jul 10, 2020 to presentfactForm ADV
← Benjamin Jonathan CraftAdvisorregistration: current employment
Jul 10, 2020 to presentfactForm ADV
← HARRY NOBLE PEARSONAdvisorregistration: current employment
May 13, 2020 to presentfactForm ADV
← BRENT WAYNE WHIDDONAdvisorregistration: previous registration
Jun 12, 2020 to Aug 3, 2026factForm ADV
← THOMAS JAMES CLAUDAdvisorregistration: previous registration
Apr 26, 2022 to Apr 27, 2026factForm ADV
← David Andrew HinshawAdvisorregistration: previous registration
Feb 10, 2021 to Jan 31, 2025factForm ADV
← John Douglas BeattyAdvisorregistration: previous registration
Jul 1, 2022 to Mar 28, 2023factForm ADV
← HUGH HOLDEN GULLYAdvisorregistration: previous registration
Jan 8, 2021 to Feb 18, 2022factForm ADV
← LEE OLAYVAR SPRATLINGAdvisorregistration: previous registration
Mar 14, 2021 to Oct 6, 2021factForm ADV

Controls (4)

← PEARSON, HARRY, NOBLEOwnerMANAGING MEMBER, ownership code E, individual
Apr 8, 2020 to Apr 25, 2024factForm ADV
← CLAUD, THOMAS, JAMESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 12, 2022 to Apr 25, 2024factForm ADV
← Grubb, Robert, WayneOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Aug 13, 2020 to Apr 25, 2024factForm ADV
← ONEASCENT HOLDINGS LLCOwnerOWNER, ownership code E, domestic entity
May 11, 2021 to Apr 25, 2024factForm ADV

Moved with (1)

← ONEASCENT FINANCIAL SERVICES LLCRegistered adviser3 advisors, team lift out, same day
Jul 16, 2020 to Jul 10, 2020factForm ADV

Dated events

Occurred
Aug 3, 2026
Advisor changed firm
Brent Wayne Whiddon left Oneascent Wealth Management for Private Advisor Group, Llc (registered 2026-07-01)
Form ADVobserved 4 days ago
Occurred
Apr 27, 2026
Advisor changed firm
Thomas James Claud left Oneascent Wealth Management for Oneascent Family Offices (registered 2022-11-21)
Form ADVobserved 4 days ago
Occurred
Jan 31, 2025
Advisor changed firm
David Andrew Hinshaw left Oneascent Wealth Management for Bmss Wesson Wealth Solutions (registered 2025-02-05)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2023
Advisor changed firm
John Douglas Beatty left Oneascent Wealth Management for The Welch Group, Llc (registered 2023-03-16)
Form ADVobserved 4 days ago
Occurred
Aug 12, 2022
Control person joined
James Thomas Claud (Chief Compliance Officer) appeared on Schedule A of Oneascent Wealth Management
Form ADVobserved 4 days ago
Occurred
Aug 12, 2022
Control person left
Cooper Ashleigh Swayze (Chief Compliance Officer) no longer on Schedule A of Oneascent Wealth Management (listed 2022-07-07, absent 2022-08-12)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Oneascent Wealth Management reported RAUM $384.5M, up 45% from $265.0M (2022-03-01 to 2022-03-31)
Form ADVobserved 4 days ago
$120M
Occurred
Feb 18, 2022
Advisor changed firm
Hugh Holden Gully left Oneascent Wealth Management for Sagespring Wealth Partners (registered 2022-04-01)
Form ADVobserved 4 days ago
Occurred
Aug 13, 2020
Control person joined
Wayne Robert Grubb (Chief Operating Officer) appeared on Schedule A of Oneascent Wealth Management
Form ADVobserved 4 days ago
Occurred
Apr 8, 2020
First Form ADV filing
Oneascent Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c076e67-83bf-a822-7ffb-0d1c5c7c8f72
First observed: Apr 8, 2020
Last observed: Aug 14, 2026 37 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ONEASCENT WEALTH MANAGEMENT

ONEASCENT WEALTH MANAGEMENT LLC, CRD 308057

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c076e67-83bf-a822-7ffb-0d1c5c7c8f72

Data as of Aug 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RANDALL HEATH MORRIS

Certified Financial Planner

BIRMINGHAM, AL

ROBERT HAYS LATIMER

Certified Financial Planner

BIRMINGHAM, AL

Gary Chadwick Harrison

n/a

BIRMINGHAM, AL

n/a

Martin Nicole Smith

n/a

BIRMINGHAM, AL

Faustino Theodore Munoz

Certified Financial Planner

BIRMINGHAM, AL | Pensacola, FL

Samuel James Jauregui

n/a

BIRMINGHAM, AL

n/a

Michael Chandler Key

n/a

BIRMINGHAM, AL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLAUD, THOMAS, JAMES

CHIEF COMPLIANCE OFFICER

yes

08/2022

Aug 12, 2022

Apr 25, 2024

Grubb, Robert, Wayne

CHIEF OPERATING OFFICER

yes

04/2020

Aug 13, 2020

Apr 25, 2024

ONEASCENT HOLDINGS LLC

Owner

yes

04/2021

May 11, 2021

Apr 25, 2024

PEARSON, HARRY, NOBLE

MANAGING MEMBER

yes

04/2021

Apr 8, 2020

Apr 25, 2024

PEARSON, HARRY, NOBLE

MANAGING MEMBER

yes

04/2020

Apr 8, 2020

Apr 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ONEASCENT FINANCIAL SERVICES LLC

n/a

Independent wealth

$3.5B

n/a

ONEASCENT INVESTMENT SOLUTIONS, LLC

n/a

Asset manager

$987M

yes

n/a

ONEASCENT FAMILY OFFICE LLC

n/a

Mixed wealth

$544M

yes

n/a

ONEASCENT CAPITAL LLC

n/a

Asset manager

$55.6M

yes

n/a

City

State

Country

Employees

Also broker-dealer

INDIAN HARBOR BEACH

United States

Pensacola

United States

Albany

United States

MYRTLE BEACH

United States

Columbia

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 28, 2026

$476M

$466M

n/a

2024

Mar 20, 2025

$432M

$420M

n/a

2023

Mar 19, 2024

$521M

$515M

n/a

2022

Mar 24, 2023

$471M

$461M

n/a

2021

Mar 31, 2022

$385M

$381M

n/a

2020

Mar 31, 2021

$265M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

16.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$476M

$432M

10.2%

$471M

0.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ONEASCENT FINANCIAL SERVICES LLC

Jul 16, 2020

Jul 10, 2020

BIRMINGHAM, AL

Team lift out

RIA to new firm

25.0%