DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Oneascent Investment Solutions, LLC
Latest filing Mar 12, 2026
First filing on the tape Feb 20, 2017 · 23 filings
SEC status approved since Mar 2, 2017
RAUM
$987M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.6%
$15.3M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$987M
derived; firm RAUM over IAPD count
Employees
27
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$987M as of Mar 12, 2026
Mar 26, 2020$24.6M then
HNW client RAUM$13.4M as of Mar 12, 2026
Mar 14, 2024$1.7M then
State-registered IARs (5.B.3)0 as of Mar 12, 2026
May 1, 20180 then
Employees (5.A)27 as of Mar 12, 2026
May 1, 20182 then
Private funds: no history
RAUM +54% over the last fiscal year+47% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $987MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $21.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 27.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +54%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$816M83%
- Pooled investment vehicles$155M16%
- High-net-worth individuals$13.4M1.4%
- Individuals$1.9M0.2%
- Corporations and businesses$850,4440.1%
- Individual clients
- 6reported
- HNW clients
- 3reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 47reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.02 fund_share=0.98 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian Scott WatsonChartered Financial Analyst | Birmingham, Al | Mar 31, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Wayne Robert Grubb · Chief Operating Officercontrolsince 02/2017 · owns less than 5%
- James Coleman Pearson · Presidentcontrolsince 01/2022 · owns less than 5%
- Noble Harry Pearson · Managing Membercontrolsince 02/2017 · owns less than 5%
- Cooper Ashleigh Swayze · Chief Compliance Officercontrolsince 02/2017 · owns less than 5%
- Noble Harry Pearson · Ownercontrolsince 02/2016 · owns 75% or more of Oneascent Holdings, LLC
Entity owners
- Oneascent Holdings, LLC · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Oneascent Capitalinvestment adviseryRAUM $55.6M
- Oneascent Family Officesinvestment adviseryRAUM $544M
- Oneascent Financial Services LLCinvestment advisernRAUM $3.5B
- Oneascent Wealth Managementinvestment advisernRAUM $476M
Advisers that list Oneascent Investment Solutions, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Frisco, TX1 employees
What changed
consecutive filings, newest first
- Accounts · 31 to 47Mar 18, 2025 to Mar 12, 2026
- Advisory employees · 8 to 9Mar 18, 2025 to Mar 12, 2026
- Corporate clients · unset to 1.0Mar 18, 2025 to Mar 12, 2026
- HNW clients · 13 to 3Mar 18, 2025 to Mar 12, 2026
- Individual clients · unset to 6.0Mar 18, 2025 to Mar 12, 2026
- Employees · 9 to 27Mar 18, 2025 to Mar 12, 2026
- Discretionary RAUM · $638M to $987MMar 18, 2025 to Mar 12, 2026
- HNW RAUM · $14.9M to $13.4MMar 18, 2025 to Mar 12, 2026
- Individual RAUM · unset to 1891820.0Mar 18, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $1.8M to $0Mar 18, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $132M to $155MMar 18, 2025 to Mar 12, 2026
- RAUM · $640M to $987MMar 18, 2025 to Mar 12, 2026
- Accounts · 11 to 31Mar 15, 2024 to Mar 18, 2025
- HNW clients · 2 to 13Mar 15, 2024 to Mar 18, 2025
- Pension plan clients · 5.0 to unsetMar 15, 2024 to Mar 18, 2025
- Pooled vehicle clients · unset to 5.0Mar 15, 2024 to Mar 18, 2025
- Employees · 10 to 9Mar 15, 2024 to Mar 18, 2025
- Financial planning clients · unset to Mar 15, 2024 to Mar 18, 2025
- Discretionary RAUM · $457M to $638MMar 15, 2024 to Mar 18, 2025
- HNW RAUM · $1.7M to $14.9MMar 15, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $0 to $1.8MMar 15, 2024 to Mar 18, 2025
- Pension RAUM · 101847318.0 to unsetMar 15, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · unset to 131545218.0Mar 15, 2024 to Mar 18, 2025
- RAUM · $457M to $640MMar 15, 2024 to Mar 18, 2025
- Accounts · 9 to 11Mar 10, 2023 to Mar 14, 2024
- Advisory activities · 1 to 2Mar 10, 2023 to Mar 14, 2024
- HNW clients · unset to 2.0Mar 10, 2023 to Mar 14, 2024
- Employees · 13 to 10Mar 10, 2023 to Mar 14, 2024
- Discretionary RAUM · $314M to $457MMar 10, 2023 to Mar 14, 2024
- HNW RAUM · unset to 1650757.0Mar 10, 2023 to Mar 14, 2024
- Pension RAUM · $77.8M to $102MMar 10, 2023 to Mar 14, 2024
- RAUM · $314M to $457MMar 10, 2023 to Mar 14, 2024
- Accounts · 6 to 9Jun 29, 2022 to Mar 10, 2023
- Advisory activities · 2 to 1Jun 29, 2022 to Mar 10, 2023
- Employees · 12 to 13Jun 29, 2022 to Mar 10, 2023
- Discretionary RAUM · $118M to $314MJun 29, 2022 to Mar 10, 2023
- Pension RAUM · $60.7M to $77.8MJun 29, 2022 to Mar 10, 2023
- RAUM · $118M to $314MJun 29, 2022 to Mar 10, 2023
- Accounts · 8 to 6Dec 2, 2021 to Mar 31, 2022
- Advisory employees · 4 to 8Dec 2, 2021 to Mar 31, 2022
Signals
9 dated events
- Oneascent Investment Solutions, Llc reported RAUM $987.2M, up 54% from $639.8M (2025-03-18 to 2026-03-12)Mar 12, 2026 · RAUM change · derived
- Oneascent Investment Solutions, Llc reported RAUM $639.8M, up 40% from $457.2M (2024-03-15 to 2025-03-18)Mar 18, 2025 · RAUM change · derived
- Oneascent Investment Solutions, Llc reported RAUM $457.2M, up 46% from $313.6M (2023-03-10 to 2024-03-14)Mar 14, 2024 · RAUM change · derived
- Oneascent Investment Solutions, Llc reported RAUM $313.6M, up 166% from $117.9M (2022-06-29 to 2023-03-10)Mar 10, 2023 · RAUM change · derived
- James Coleman Pearson (President) appeared on Schedule A of Oneascent Investment Solutions, LlcMar 31, 2022 · Control person joined · fact
- Noble Harry Pearson (Owner) appeared on Schedule A of Oneascent Investment Solutions, LlcMar 28, 2019 · Control person joined · fact
- Wayne Robert Grubb (Chief Operating Officer) appeared on Schedule A of Oneascent Investment Solutions, LlcMar 28, 2019 · Control person joined · fact
- Thaddaeus Darren Munn (Ceo/Managing Member) no longer on Schedule A of Oneascent Investment Solutions, Llc (listed 2018-08-30, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- Oneascent Financial Solutions Llc filed its initial SEC registration (Form ADV)Feb 20, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 2053139142reportedpublic record, Form ADV, Mar 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $987Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026